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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCH
851
DELISTED
PotlatchDeltic
PCH
$1.95M 0.01%
42,938
+62
+0.1% +$3.06K
BR icon
852
Broadridge
BR
$19B
$1.95M 0.01%
10,879
-770
-7% -$136K
MEGI
853
MainStay CBRE Global Infrastructure Megatrends Term Fund
MEGI
$792M
$1.95M 0.01%
165,185
+10,026
+6% +$133K
CCEP icon
854
Coca-Cola Europacific Partners
CCEP
$47.9B
$1.95M 0.01%
31,140
-460
-1% -$29.3K
PAAS icon
855
Pan American Silver
PAAS
$21.6B
$1.94M 0.01%
134,245
+6,179
+5% +$96.7K
FXZ icon
856
First Trust Materials AlphaDEX Fund
FXZ
$398M
$1.94M 0.01%
30,836
+1,102
+4% +$71.8K
DNOV icon
857
FT Vest US Equity Deep Buffer ETF November
DNOV
$401M
$1.93M 0.01%
54,520
-3,253
-6% -$119K
PICK icon
858
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.36B
$1.93M 0.01%
48,553
+3,557
+8% +$145K
WRB icon
859
W.R. Berkley
WRB
$26.6B
$1.93M 0.01%
45,602
-1,164
-2% -$48.2K
FRA icon
860
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
$1.93M 0.01%
152,865
-37,438
-20% -$465K
GPN icon
861
Global Payments
GPN
$22.8B
$1.93M 0.01%
16,706
-1,327
-7% -$158K
OGS icon
862
ONE Gas
OGS
$5.04B
$1.92M 0.01%
+28,113
New +$2.12M
EMB icon
863
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$1.92M 0.01%
23,257
+524
+2% +$44.7K
FPF
864
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$1.91M 0.01%
128,270
+516
+0.4% +$7.88K
IYJ icon
865
iShares US Industrials ETF
IYJ
$2.02B
$1.9M 0.01%
18,873
+515
+3% +$54.7K
USAC icon
866
USA Compression Partners
USAC
$3.74B
$1.9M 0.01%
79,764
+6,997
+10% +$147K
EFAV icon
867
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$1.9M 0.01%
29,173
-2,300
-7% -$155K
KNTK icon
868
Kinetik
KNTK
$7.98B
$1.89M 0.01%
56,080
+3,526
+7% +$124K
RPM icon
869
RPM International
RPM
$15B
$1.89M 0.01%
19,955
+4,436
+29% +$432K
RCKT icon
870
Rocket Pharmaceuticals
RCKT
$394M
$1.88M 0.01%
91,864
+9,750
+12% +$177K
CNH
871
CNH Industrial
CNH
$17.5B
$1.86M 0.01%
154,025
+696
+0.5% +$9.64K
DCH
872
Dauch Corp
DCH
$1.51B
$1.85M 0.01%
255,478
-46,365
-15% -$373K
GSLC icon
873
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.5B
$1.84M 0.01%
21,897
+2,311
+12% +$202K
BCS icon
874
Barclays
BCS
$94.1B
$1.84M 0.01%
236,409
-2,801
-1% -$21.7K
JPC icon
875
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$1.83M 0.01%
289,883
+2,338
+0.8% +$15.1K
33 34
35
36 37

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.