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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
Cap. Flow
+$2.09B
Cap. Flow %
9.01%
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$65.9M
2
MSFT icon
Microsoft
MSFT
+$52.5M
3
AMZN icon
Amazon
AMZN
+$51.3M
4
VT icon
Vanguard Total World Stock ETF
VT
+$51.2M
5
OMF icon
OneMain Financial
OMF
+$47.4M

Top Sells

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$52.5M
2
NFLX icon
Netflix
NFLX
+$51.5M
3
CVX icon
Chevron
CVX
+$45.3M
4
AMAT icon
Applied Materials
AMAT
+$34.6M
5
SCHW
Charles Schwab
SCHW
+$29.6M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Financials 13.24%
3 Healthcare 9.75%
4 Consumer Discretionary 6.57%
5 Industrials 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBA icon
851
Invesco DB Agriculture Fund
DBA
$1.23B
$1.82M 0.01%
89,271
+36,787
+70% +$735K
ESGV icon
852
Vanguard ESG US Stock ETF
ESGV
$13.6B
$1.82M 0.01%
25,421
+6
+0% +$418
NTRS icon
853
Northern Trust
NTRS
$33.9B
$1.82M 0.01%
20,635
+692
+3% +$64.1K
K
854
DELISTED
Kellanova
K
$1.81M 0.01%
28,849
-432
-1% -$27.3K
WRB icon
855
W.R. Berkley
WRB
$26.6B
$1.81M 0.01%
43,674
+373
+0.9% +$16.7K
GHY
856
PGIM Global High Yield Fund
GHY
$483M
$1.81M 0.01%
165,090
+4,904
+3% +$55.8K
PCEF icon
857
Invesco CEF Income Composite ETF
PCEF
$814M
$1.81M 0.01%
99,438
-4,795
-5% -$90.3K
KB icon
858
KB Financial Group
KB
$43.5B
$1.8M 0.01%
49,399
-2,456
-5% -$101K
USIG icon
859
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$1.79M 0.01%
35,399
+1,689
+5% +$84.8K
EEMX icon
860
State Street SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF
EEMX
$177M
$1.79M 0.01%
59,500
– –
FDIS icon
861
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.74B
$1.78M 0.01%
27,260
+27,195
+41,838% +$1.71M
ESGD icon
862
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
$1.77M 0.01%
24,729
-911
-4% -$63.9K
FHN icon
863
First Horizon
FHN
$12.1B
$1.77M 0.01%
99,582
-1,782
-2% -$39.6K
DFUV icon
864
Dimensional US Marketwide Value ETF
DFUV
$15.8B
$1.76M 0.01%
52,629
+711
+1% +$24.3K
WMS icon
865
Advanced Drainage Systems
WMS
$10.9B
$1.75M 0.01%
20,855
+14,510
+229% +$1.28M
IGIB icon
866
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$1.74M 0.01%
34,026
+242
+0.7% +$12.3K
HTGC icon
867
Hercules Capital
HTGC
$3.23B
$1.74M 0.01%
134,921
-595
-0.4% -$8.32K
NRK icon
868
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
$1.74M 0.01%
164,282
+126,309
+333% +$1.33M
QYLD icon
869
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.26B
$1.73M 0.01%
100,806
-31,442
-24% -$524K
NTAP icon
870
NetApp
NTAP
$37.2B
$1.72M 0.01%
26,989
+203
+0.8% +$13.1K
PHG icon
871
Philips
PHG
$26.1B
$1.7M 0.01%
108,449
-1,378
-1% -$19.8K
TPYP icon
872
Tortoise North American Pipeline ETF
TPYP
$848M
$1.7M 0.01%
70,040
+2,266
+3% +$56.4K
FRT icon
873
Federal Realty Investment Trust
FRT
$10.3B
$1.7M 0.01%
17,199
+799
+5% +$83.5K
MEGI
874
MainStay CBRE Global Infrastructure Megatrends Term Fund
MEGI
$792M
$1.7M 0.01%
119,452
+12,502
+12% +$181K
MTB icon
875
M&T Bank
MTB
$36.2B
$1.68M 0.01%
14,057
-5,473
-28% -$794K
33 34
35
36 37

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NAMI
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Rockefeller Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
  • Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
  • Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
  • Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.