We are live on
!
Find out more
Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
(+2.8%)
Cap. Flow
+$1.7B
Cap. Flow
% of AUM
8.78%
Top 10 Holdings %
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Intercontinental Exchange
ICE
|
+$87.6M |
| 2 |
Apple
AAPL
|
+$63M |
| 3 |
Amazon
AMZN
|
+$62.7M |
| 4 |
TransUnion
TRU
|
+$56.5M |
| 5 |
Kinder Morgan
KMI
|
+$55.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Solar
FSLR
|
+$79.5M |
| 2 |
Meta Platforms (Facebook)
META
|
+$74.7M |
| 3 |
Elanco Animal Health
ELAN
|
+$59.3M |
| 4 |
WEX
WEX
|
+$50.8M |
| 5 |
Globe Life
GL
|
+$27.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.31% |
| 2 | Financials | 14.01% |
| 3 | Healthcare | 11.97% |
| 4 | Consumer Discretionary | 6.61% |
| 5 | Industrials | 5.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
851
Alcon
ALC
$35B
| $1.54M | 0.01% |
26,515
-1,815
| -6% | -$126K |
|
852
Dimensional US Marketwide Value ETF
DFUV
$15.8B
| $1.54M | 0.01% |
52,010
-13,880
| -21% | -$451K |
|
853
First Trust Cloud Computing ETF
SKYY
$3.12B
| $1.53M | 0.01% |
25,377
-26,320
| -51% | -$1.82M |
|
|
MUI
854
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
| $1.53M | 0.01% |
141,206
+4,858
| +4% | +$58.3K |
|
855
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
| $1.53M | 0.01% |
1,270
| – | – |
|
856
Federal Realty Investment Trust
FRT
$10.3B
| $1.52M | 0.01% |
16,899
+1,236
| +8% | +$126K |
|
857
iShares Expanded Tech-Software Sector ETF
IGV
$14.5B
| $1.52M | 0.01% |
30,385
+11,290
| +59% | +$642K |
|
858
Brookfield Renewable
BEPC
$6.26B
| $1.52M | 0.01% |
46,509
+821
| +2% | +$31.6K |
|
859
Nice
NICE
$5.97B
| $1.51M | 0.01% |
8,048
-296
| -4% | -$61.8K |
|
860
Belpointe PREP
OZ
$183M
| $1.51M | 0.01% |
+17,835
| New | +$1.75M |
|
861
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
| $1.5M | 0.01% |
27,184
-1,631
| -6% | -$98.9K |
|
862
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
| $1.5M | 0.01% |
29,545
-10,273
| -26% | -$561K |
|
863
Lloyds Banking Group
LYG
$91.3B
| $1.49M | 0.01% |
835,306
-869,422
| -51% | -$1.81M |
|
864
National Grid
NGG
$81.3B
| $1.49M | 0.01% |
31,234
-5,887
| -16% | -$354K |
|
865
NatWest
NWG
$76.4B
| $1.49M | 0.01% |
298,320
+296,407
| +15,494% | +$1.82M |
|
866
FT Vest US Equity Buffer ETF April
FAPR
$1.29B
| $1.48M | 0.01% |
53,700
| – | – |
|
867
Vale
VALE
$62.6B
| $1.47M | 0.01% |
110,622
-34,772
| -24% | -$457K |
|
|
TPZ
868
Tortoise Electrification Infrastructure ETF
TPZ
$124M
| $1.47M | 0.01% |
117,750
| – | – |
|
869
Bio-Techne
TECH
$11.3B
| $1.46M | 0.01% |
20,604
-14,720
| -42% | -$1.27M |
|
870
AAR Corp
AIR
$5.76B
| $1.46M | 0.01% |
40,821
+40,108
| +5,625% | +$1.71M |
|
871
Nuveen ESG Small-Cap ETF
NUSC
$1.33B
| $1.46M | 0.01% |
45,590
-2,446
| -5% | -$86.1K |
|
872
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
| $1.46M | 0.01% |
43,551
-5,817
| -12% | -$208K |
|
873
State Street SPDR S&P Global Infrastructure ETF
GII
$932M
| $1.46M | 0.01% |
30,533
-14,500
| -32% | -$783K |
|
874
Darden Restaurants
DRI
$24.4B
| $1.46M | 0.01% |
11,540
-3
| -0% | -$375 |
|
875
Marqeta
MQ
$1.66B
| $1.45M | 0.01% |
51,082
-3,789
| -7% | -$126K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2022 Portfolio in Review
As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.
- Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
- Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
- Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
- Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
- Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
- Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.
Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.