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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MKL icon
851
Markel Group
MKL
$23.2B
$387K ﹤0.01%
399
-7
-2% -$7.11K
SWT
852
DELISTED
Stanley Black & Decker, Inc.
SWT
$387K ﹤0.01%
3,844
+19
+0.5% +$1.85K
ITOT icon
853
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$386K ﹤0.01%
5,116
+55
+1% +$4.1K
FTDS icon
854
First Trust Dividend Strength ETF
FTDS
$39.2M
$385K ﹤0.01%
11,616
+370
+3% +$12.2K
XSLV icon
855
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$384K ﹤0.01%
11,585
+3,056
+36% +$105K
DRE
856
DELISTED
Duke Realty Corp.
DRE
$384K ﹤0.01%
10,443
+26
+0.2% +$979
EFAS icon
857
Global X MSCI SuperDividend EAFE ETF
EFAS
$54M
$383K ﹤0.01%
+32,000
New +$401K
EQH icon
858
Equitable Holdings
EQH
$14.1B
$383K ﹤0.01%
21,033
-13,085
-38% -$263K
ADSK icon
859
Autodesk
ADSK
$52.6B
$382K ﹤0.01%
1,654
+237
+17% +$56.3K
HERO icon
860
Global X Video Games & Esports ETF
HERO
$67.7M
$382K ﹤0.01%
+14,090
New +$362K
RDUS
861
DELISTED
Radius Health, Inc.
RDUS
$382K ﹤0.01%
33,737
– –
DDOG icon
862
Datadog
DDOG
$84B
$380K ﹤0.01%
3,727
+300
+9% +$26.1K
DMO
863
Western Asset Mortgage Opportunity Fund
DMO
$120M
$378K ﹤0.01%
28,886
-1,314
-4% -$18.1K
CRSP icon
864
CRISPR Therapeutics
CRSP
$5.17B
$377K ﹤0.01%
4,517
+802
+22% +$71.1K
XEL icon
865
Xcel Energy
XEL
$48.8B
$377K ﹤0.01%
5,466
+3,530
+182% +$241K
MMP
866
DELISTED
Magellan Midstream Partners, L.P.
MMP
$377K ﹤0.01%
11,040
+89
+0.8% +$3.52K
DES icon
867
WisdomTree US SmallCap Dividend Fund
DES
$2.22B
$376K ﹤0.01%
17,871
+2,325
+15% +$50.6K
OHI icon
868
Omega Healthcare
OHI
$14.7B
$376K ﹤0.01%
12,574
-630
-5% -$19.7K
A icon
869
Agilent Technologies
A
$41.2B
$374K ﹤0.01%
3,717
-44
-1% -$4.25K
RSPT icon
870
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
$373K ﹤0.01%
17,730
-670
-4% -$13.9K
PHM icon
871
Pultegroup
PHM
$25.3B
$371K ﹤0.01%
8,033
-36
-0.4% -$1.54K
HYLB icon
872
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.48B
$370K ﹤0.01%
9,631
+1,863
+24% +$71.9K
XBI icon
873
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$369K ﹤0.01%
3,319
+715
+27% +$80.2K
PE
874
DELISTED
PARSLEY ENERGY INC
PE
$369K ﹤0.01%
39,519
-446
-1% -$4.77K
SPHQ icon
875
Invesco S&P 500 Quality ETF
SPHQ
$19.7B
$368K ﹤0.01%
9,525
+650
+7% +$24.6K
33 34
35
36 37

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.