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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$37.2B
AUM Growth
+$1.97B
Cap. Flow
-$16.7M
Cap. Flow %
-0.04%
Top 10 Hldgs %
22.34%
Holding
1,705
New
83
Increased
665
Reduced
811
Closed
97

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$142M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$80.9M
3
VT icon
Vanguard Total World Stock ETF
VT
+$62.6M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$61.6M
5
AZO icon
AutoZone
AZO
+$53.7M

Top Sells

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$166M
2
ORCL icon
Oracle
ORCL
+$152M
3
META icon
Meta Platforms (Facebook)
META
+$112M
4
LLY icon
Eli Lilly
LLY
+$42.7M
5
MLI icon
Mueller Industries
MLI
+$37.1M

Sector Composition

Rank Sector Weight
1 Technology 19.99%
2 Financials 10.33%
3 Healthcare 8.45%
4 Industrials 6.7%
5 Consumer Discretionary 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGCB icon
826
Capital Group Core Bond ETF
CGCB
$5.74B
$3.34M 0.01%
124,044
+112,775
+1,001% +$3M
USHY icon
827
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.7B
$3.33M 0.01%
88,550
+35,197
+66% +$1.3M
FTSL icon
828
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$3.33M 0.01%
72,591
+2,927
+4% +$135K
CAH icon
829
Cardinal Health
CAH
$55.4B
$3.32M 0.01%
30,010
-6,028
-17% -$630K
INDA icon
830
iShares MSCI India ETF
INDA
$6.63B
$3.3M 0.01%
56,304
+4,721
+9% +$269K
OWL icon
831
Blue Owl Capital
OWL
$18.5B
$3.29M 0.01%
170,145
+6,701
+4% +$120K
MRVL icon
832
Marvell Technology
MRVL
$196B
$3.26M 0.01%
45,257
-3,731
-8% -$258K
NVG icon
833
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$3.25M 0.01%
242,936
+17,390
+8% +$223K
EXG icon
834
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$3.25M 0.01%
373,014
-13,883
-4% -$117K
ESGU icon
835
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$3.25M 0.01%
25,765
+1,906
+8% +$231K
JBL icon
836
Jabil
JBL
$35.8B
$3.24M 0.01%
27,016
-7,012
-21% -$762K
IXJ icon
837
iShares Global Healthcare ETF
IXJ
$4.18B
$3.23M 0.01%
32,890
+3,260
+11% +$316K
TOST icon
838
Toast
TOST
$19.9B
$3.23M 0.01%
113,974
+21,806
+24% +$553K
FAUG icon
839
FT Vest US Equity Buffer ETF August
FAUG
$1.2B
$3.18M 0.01%
69,576
+51,427
+283% +$2.29M
XPOF icon
840
Xponential Fitness
XPOF
$211M
$3.17M 0.01%
+255,740
New +$3.76M
DRI icon
841
Darden Restaurants
DRI
$24.4B
$3.17M 0.01%
19,295
-376
-2% -$56.9K
QTEC icon
842
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.83B
$3.16M 0.01%
16,528
+706
+4% +$133K
SHM icon
843
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$3.13M 0.01%
65,232
-2,941
-4% -$140K
RUN icon
844
Sunrun
RUN
$2.46B
$3.13M 0.01%
173,128
-3,378
-2% -$60K
MEGI
845
MainStay CBRE Global Infrastructure Megatrends Term Fund
MEGI
$792M
$3.11M 0.01%
208,852
+17,264
+9% +$236K
ICOW icon
846
Pacer Developed Markets International Cash Cows 100 ETF
ICOW
$1.87B
$3.1M 0.01%
98,159
-5,109
-5% -$158K
NVT icon
847
nVent Electric
NVT
$26.7B
$3.1M 0.01%
44,176
-106
-0.2% -$7.32K
EFAV icon
848
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$3.07M 0.01%
40,089
-5,798
-13% -$428K
NUV icon
849
Nuveen Municipal Value Fund
NUV
$1.91B
$3.07M 0.01%
340,277
-919,438
-73% -$8.12M
XEL icon
850
Xcel Energy
XEL
$48.8B
$3.06M 0.01%
46,892
-27,759
-37% -$1.65M
32 33
34
35 36

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Rockefeller Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Rockefeller Capital Management held 1,705 positions worth $37.2B, up 5.6% from $35.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management's Q3 2024 filing shows 83 new, 665 increased, 811 reduced and 97 closed positions. Its largest new stake was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M. The largest sale was Discover Financial Services, an estimated $166M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q3 2024 buy was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2024, an estimated $142M increase.
  • Rockefeller Capital Management's biggest Q3 2024 reduction was Discover Financial Services, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Atkore in Q3 2024, selling an estimated $32.1M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $37.2B portfolio in Q3 2024.
  • Rockefeller Capital Management opened 83 new positions and closed 97 in Q3 2024.
  • Rockefeller Capital Management's portfolio value rose 5.6% quarter-over-quarter to $37.2B.

Based on Rockefeller Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.