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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
Cap. Flow
+$2.09B
Cap. Flow %
9.01%
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$65.9M
2
MSFT icon
Microsoft
MSFT
+$52.5M
3
AMZN icon
Amazon
AMZN
+$51.3M
4
VT icon
Vanguard Total World Stock ETF
VT
+$51.2M
5
OMF icon
OneMain Financial
OMF
+$47.4M

Top Sells

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$52.5M
2
NFLX icon
Netflix
NFLX
+$51.5M
3
CVX icon
Chevron
CVX
+$45.3M
4
AMAT icon
Applied Materials
AMAT
+$34.6M
5
SCHW
Charles Schwab
SCHW
+$29.6M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Financials 13.24%
3 Healthcare 9.75%
4 Consumer Discretionary 6.57%
5 Industrials 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRGP icon
826
Targa Resources
TRGP
$55.1B
$1.92M 0.01%
26,273
+2,337
+10% +$172K
MTD icon
827
Mettler-Toledo International
MTD
$28.6B
$1.91M 0.01%
1,246
+90
+8% +$135K
BWXT icon
828
BWX Technologies
BWXT
$15.6B
$1.9M 0.01%
30,198
-4,160
-12% -$251K
LYG icon
829
Lloyds Banking Group
LYG
$91.3B
$1.9M 0.01%
820,392
+333
+0% +$806
PDI icon
830
PIMCO Dynamic Income Fund
PDI
$7.42B
$1.9M 0.01%
105,583
-5,473
-5% -$107K
SPYG icon
831
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.5B
$1.9M 0.01%
34,301
-731
-2% -$38.7K
FTGC icon
832
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3B
$1.89M 0.01%
80,670
-17,994
-18% -$428K
TPZ
833
Tortoise Electrification Infrastructure ETF
TPZ
$124M
$1.89M 0.01%
147,192
+1,775
+1% +$23.4K
NVT icon
834
nVent Electric
NVT
$26.7B
$1.89M 0.01%
43,951
+182
+0.4% +$7.67K
SPIB icon
835
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$1.89M 0.01%
58,030
-2,699
-4% -$87.1K
SDOG icon
836
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$1.87M 0.01%
36,560
-676
-2% -$35.6K
NDMO icon
837
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$606M
$1.87M 0.01%
176,688
+8,500
+5% +$94.4K
UFPI icon
838
UFP Industries
UFPI
$5.19B
$1.87M 0.01%
23,486
-755
-3% -$64.6K
BBH icon
839
VanEck Biotech ETF
BBH
$422M
$1.86M 0.01%
11,492
-230
-2% -$37.2K
DRI icon
840
Darden Restaurants
DRI
$24.4B
$1.86M 0.01%
11,993
+35
+0.3% +$5.18K
EEMV icon
841
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$1.86M 0.01%
34,060
+14,871
+77% +$806K
PICK icon
842
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.36B
$1.86M 0.01%
43,513
+898
+2% +$39.2K
AMG icon
843
Affiliated Managers Group
AMG
$9.76B
$1.85M 0.01%
13,007
+12,283
+1,697% +$1.94M
NMZ icon
844
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
$1.85M 0.01%
171,561
+105,886
+161% +$1.12M
CW icon
845
Curtiss-Wright
CW
$25.5B
$1.85M 0.01%
10,493
+229
+2% +$38.8K
IBDO
846
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$1.85M 0.01%
73,414
-13,365
-15% -$336K
FLR icon
847
Fluor
FLR
$7.96B
$1.84M 0.01%
59,543
+24,998
+72% +$860K
FPEI icon
848
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.94B
$1.84M 0.01%
109,888
+8,047
+8% +$145K
ETW
849
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$1.82M 0.01%
225,929
-14,823
-6% -$119K
TNET icon
850
TriNet
TNET
$3.14B
$1.82M 0.01%
22,635
+7,365
+48% +$576K
32 33
34
35 36

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Rockefeller Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
  • Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
  • Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
  • Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.