We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIIB icon
826
Biogen
BIIB
$30.7B
$1.65M 0.01%
6,165
-192
-3% -$40.8K
QMAR icon
827
FT Vest Growth-100 Buffer ETF March
QMAR
$578M
$1.64M 0.01%
87,300
-10,000
-10% -$203K
SDOG icon
828
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$1.64M 0.01%
36,271
+2,917
+9% +$148K
MGM icon
829
MGM Resorts International
MGM
$11.2B
$1.63M 0.01%
54,833
+30,703
+127% +$998K
NOVA
830
DELISTED
Sunnova Energy
NOVA
$1.63M 0.01%
73,811
+19,163
+35% +$465K
FRC
831
DELISTED
First Republic Bank
FRC
$1.63M 0.01%
12,463
+1,245
+11% +$191K
LMBS icon
832
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.38B
$1.62M 0.01%
34,274
-4,056
-11% -$196K
TFI icon
833
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.14B
$1.62M 0.01%
36,878
+3,914
+12% +$180K
ETX
834
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
$1.62M 0.01%
86,661
– –
BBH icon
835
VanEck Biotech ETF
BBH
$422M
$1.62M 0.01%
11,492
+100
+0.9% +$15.1K
GPN icon
836
Global Payments
GPN
$22.8B
$1.61M 0.01%
14,936
-1,230
-8% -$152K
TMP icon
837
Tompkins Financial
TMP
$1.42B
$1.61M 0.01%
22,146
+485
+2% +$36.3K
PTA icon
838
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$1.05B
$1.6M 0.01%
88,634
+12,898
+17% +$249K
BSX icon
839
Boston Scientific
BSX
$71.5B
$1.6M 0.01%
41,258
+4,094
+11% +$164K
BR icon
840
Broadridge
BR
$19B
$1.59M 0.01%
11,011
+667
+6% +$108K
NDSN icon
841
Nordson
NDSN
$17.3B
$1.58M 0.01%
7,454
-775
-9% -$174K
HYD icon
842
VanEck High Yield Muni ETF
HYD
$4.45B
$1.58M 0.01%
31,644
-7,527
-19% -$401K
EEMX icon
843
State Street SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF
EEMX
$177M
$1.58M 0.01%
59,500
– –
BBD icon
844
Banco Bradesco
BBD
$36.7B
$1.57M 0.01%
427,983
-137,947
-24% -$486K
IYJ icon
845
iShares US Industrials ETF
IYJ
$2.02B
$1.57M 0.01%
18,722
-818
-4% -$76.6K
ETW
846
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$1.56M 0.01%
206,835
+10,828
+6% +$94.8K
FTXN icon
847
First Trust Nasdaq Oil & Gas ETF
FTXN
$157M
$1.55M 0.01%
63,237
+26,062
+70% +$663K
WSC icon
848
WillScot Mobile Mini Holdings
WSC
$4.41B
$1.55M 0.01%
38,387
-3,344
-8% -$130K
AAP icon
849
Advance Auto Parts
AAP
$3.49B
$1.55M 0.01%
9,895
+6,110
+161% +$1.12M
TPYP icon
850
Tortoise North American Pipeline ETF
TPYP
$848M
$1.54M 0.01%
66,847
+58,156
+669% +$1.48M
32 33
34
35 36

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.