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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWJ icon
826
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.1B
$1.85M 0.01%
45,135
+84
+0.2% +$3.43K
KHC icon
827
Kraft Heinz
KHC
$30B
$1.85M 0.01%
51,570
+11,723
+29% +$421K
SKX
828
DELISTED
Skechers
SKX
$1.84M 0.01%
42,464
+11,324
+36% +$507K
MVF
829
DELISTED
BlackRock MuniVest Fund
MVF
$1.84M 0.01%
192,117
-7,064
-4% -$66.9K
CPB icon
830
Campbell Soup
CPB
$6.87B
$1.83M 0.01%
42,156
-228
-0.5% -$9.49K
WBD icon
831
Warner Bros
WBD
$67.1B
$1.83M 0.01%
77,807
+25,409
+48% +$633K
FXG icon
832
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
$1.83M 0.01%
29,523
+177
+0.6% +$10.4K
AUPH icon
833
Aurinia Pharmaceuticals
AUPH
$2.04B
$1.81M 0.01%
79,165
-14,420
-15% -$342K
EEMV icon
834
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$1.81M 0.01%
28,815
-976
-3% -$61.5K
ALLY icon
835
Ally Financial
ALLY
$13.3B
$1.8M 0.01%
37,732
+5,239
+16% +$259K
SIZE icon
836
iShares MSCI USA Size Factor ETF
SIZE
$442M
$1.79M 0.01%
+13,071
New +$1.76M
FLG
837
Flagstar Bank National Association
FLG
$5.82B
$1.79M 0.01%
48,979
+7,854
+19% +$299K
CRSP icon
838
CRISPR Therapeutics
CRSP
$5.17B
$1.79M 0.01%
23,662
+6,569
+38% +$574K
HYHG icon
839
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$186M
$1.79M 0.01%
28,548
-855
-3% -$53.5K
FTSM icon
840
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$1.79M 0.01%
29,883
-530
-2% -$31.7K
BTX
841
BlackRock Technology and Private Equity Term Trust
BTX
$1B
$1.79M 0.01%
122,841
+71,124
+138% +$1.18M
GIIXU
842
DELISTED
Gores Holdings VIII, Inc. Unit
GIIXU
$1.78M 0.01%
+171,237
New +$1.73M
SCHA icon
843
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$1.78M 0.01%
69,680
+26,492
+61% +$685K
NTLA icon
844
Intellia Therapeutics
NTLA
$1.67B
$1.78M 0.01%
15,076
+11,669
+343% +$1.46M
OLN icon
845
Olin
OLN
$2.12B
$1.78M 0.01%
30,995
+2,014
+7% +$113K
FPF
846
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$1.78M 0.01%
72,586
+4,850
+7% +$121K
TTWO icon
847
Take-Two Interactive
TTWO
$46.1B
$1.78M 0.01%
10,012
+212
+2% +$36.9K
CERN
848
DELISTED
Cerner Corp
CERN
$1.77M 0.01%
19,055
-18,333
-49% -$1.39M
VTIP icon
849
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.76M 0.01%
34,314
+6,302
+22% +$328K
ENPH icon
850
Enphase Energy
ENPH
$5.53B
$1.75M 0.01%
9,597
+7,350
+327% +$1.53M
32 33
34
35 36

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.