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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPRI icon
826
Capri Holdings
CPRI
$1.74B
$643K ﹤0.01%
14,727
+14,668
+24,861% +$449K
ADX icon
827
Adams Diversified Equity Fund
ADX
$3.2B
$640K ﹤0.01%
37,025
-3,684
-9% -$61.8K
IXUS icon
828
iShares Core MSCI Total International Stock ETF
IXUS
$60.4B
$640K ﹤0.01%
9,527
+616
+7% +$38.7K
MIC
829
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$638K ﹤0.01%
17,000
-2,000
-11% -$61.5K
LMRKN
830
DELISTED
Landmark Infrastructure Partners LP 7% Series C Fltg/Fxd Perpetual Conv Preferred Stock
LMRKN
$636K ﹤0.01%
24,752
+11,890
+92% +$297K
HERO icon
831
Global X Video Games & Esports ETF
HERO
$67.7M
$634K ﹤0.01%
20,427
+6,337
+45% +$179K
EES icon
832
WisdomTree US SmallCap Earnings Fund
EES
$731M
$629K ﹤0.01%
16,185
-1,331
-8% -$46.6K
RSPH icon
833
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$784M
$629K ﹤0.01%
24,050
-890
-4% -$22.2K
NATI
834
DELISTED
National Instruments Corp
NATI
$628K ﹤0.01%
14,323
+202
+1% +$7.54K
DBEF icon
835
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$626K ﹤0.01%
18,649
+5,242
+39% +$169K
MGV icon
836
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.6B
$625K ﹤0.01%
7,206
+29
+0.4% +$2.38K
CVGW
837
DELISTED
Calavo Growers
CVGW
$624K ﹤0.01%
9,000
– –
TSLX icon
838
Sixth Street Specialty
TSLX
$1.81B
$623K ﹤0.01%
30,027
-2,653
-8% -$50.5K
MJ icon
839
Amplify Alternative Harvest ETF
MJ
$105M
$622K ﹤0.01%
3,617
+2,753
+319% +$436K
FIXD icon
840
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$620K ﹤0.01%
11,342
-331
-3% -$18.2K
HOLX
841
DELISTED
Hologic
HOLX
$619K ﹤0.01%
8,511
+4,138
+95% +$292K
ALGN icon
842
Align Technology
ALGN
$12.3B
$618K ﹤0.01%
1,157
+44
+4% +$19.8K
FTC icon
843
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$615K ﹤0.01%
6,369
-398
-6% -$35.9K
SDOG icon
844
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$613K ﹤0.01%
13,736
+1,009
+8% +$42.4K
MAT icon
845
Mattel
MAT
$4.23B
$611K ﹤0.01%
34,945
+34,813
+26,373% +$513K
LBTYK icon
846
Liberty Global Class C
LBTYK
$3.49B
$610K ﹤0.01%
25,833
+1,692
+7% +$36.7K
AGR
847
DELISTED
Avangrid, Inc.
AGR
$610K ﹤0.01%
+13,427
New +$660K
HYG icon
848
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$607K ﹤0.01%
6,957
-1,564
-18% -$134K
MGM icon
849
MGM Resorts International
MGM
$11.2B
$605K ﹤0.01%
19,224
+2,752
+17% +$70.8K
DDOG icon
850
Datadog
DDOG
$84B
$602K ﹤0.01%
6,127
+2,400
+64% +$240K
32 33
34
35 36

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.