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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$37.2B
AUM Growth
+$1.97B
Cap. Flow
-$16.7M
Cap. Flow %
-0.04%
Top 10 Hldgs %
22.34%
Holding
1,705
New
83
Increased
665
Reduced
811
Closed
97

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$142M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$80.9M
3
VT icon
Vanguard Total World Stock ETF
VT
+$62.6M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$61.6M
5
AZO icon
AutoZone
AZO
+$53.7M

Top Sells

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$166M
2
ORCL icon
Oracle
ORCL
+$152M
3
META icon
Meta Platforms (Facebook)
META
+$112M
4
LLY icon
Eli Lilly
LLY
+$42.7M
5
MLI icon
Mueller Industries
MLI
+$37.1M

Sector Composition

Rank Sector Weight
1 Technology 19.99%
2 Financials 10.33%
3 Healthcare 8.45%
4 Industrials 6.7%
5 Consumer Discretionary 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMAY icon
801
FT Vest US Equity Buffer ETF May
FMAY
$1.44B
$3.67M 0.01%
78,976
-34,968
-31% -$1.58M
EMB icon
802
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$3.67M 0.01%
39,256
+2,623
+7% +$239K
HYMB icon
803
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.19B
$3.67M 0.01%
139,717
+46,531
+50% +$1.21M
BCC icon
804
Boise Cascade
BCC
$3.02B
$3.66M 0.01%
25,994
+3,298
+15% +$430K
EQT icon
805
EQT Corp
EQT
$32.3B
$3.63M 0.01%
99,144
+50,970
+106% +$1.73M
ROST icon
806
Ross Stores
ROST
$81.9B
$3.62M 0.01%
24,028
-2,777
-10% -$410K
UCB
807
United Community Banks
UCB
$4.28B
$3.57M 0.01%
122,767
-234,946
-66% -$6.74M
CPRT icon
808
Copart
CPRT
$27.5B
$3.56M 0.01%
67,855
-4,002
-6% -$208K
FXL icon
809
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$3.55M 0.01%
25,630
-88
-0.3% -$11.8K
GBIL icon
810
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.58B
$3.52M 0.01%
35,133
-5,300
-13% -$530K
CGW icon
811
Invesco S&P Global Water Index ETF
CGW
$1.08B
$3.48M 0.01%
56,927
-1,609
-3% -$94.2K
LEU icon
812
Centrus Energy
LEU
$3.82B
$3.48M 0.01%
63,480
+31,408
+98% +$1.31M
CTRA
813
DELISTED
Coterra Energy
CTRA
$3.48M 0.01%
145,333
-3,445
-2% -$85K
DTE icon
814
DTE Energy
DTE
$29.1B
$3.47M 0.01%
27,006
-1,289
-5% -$155K
CFG icon
815
Citizens Financial Group
CFG
$30.6B
$3.46M 0.01%
84,225
-13,712
-14% -$554K
SKX
816
DELISTED
Skechers
SKX
$3.45M 0.01%
51,579
-226,846
-81% -$14.9M
IEI icon
817
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
$3.45M 0.01%
28,833
-12,442
-30% -$1.47M
NXPI icon
818
NXP Semiconductors
NXPI
$60.4B
$3.44M 0.01%
14,344
-2,375
-14% -$595K
NUE icon
819
Nucor
NUE
$62.1B
$3.44M 0.01%
22,786
-371
-2% -$55.8K
HRB icon
820
H&R Block
HRB
$5.86B
$3.41M 0.01%
53,621
-44,340
-45% -$2.64M
CX icon
821
Cemex
CX
$16.3B
$3.39M 0.01%
555,959
+63,274
+13% +$397K
GMS
822
DELISTED
GMS Inc
GMS
$3.38M 0.01%
37,359
+14,174
+61% +$1.25M
IWY icon
823
iShares Russell Top 200 Growth ETF
IWY
$16.6B
$3.36M 0.01%
15,249
-212
-1% -$45.1K
AROW icon
824
Arrow Financial
AROW
$652M
$3.35M 0.01%
116,867
+454
+0.4% +$13.1K
GDV icon
825
Gabelli Dividend & Income Trust
GDV
$2.66B
$3.35M 0.01%
136,983
-2,573
-2% -$60.4K
31 32
33
34 35

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Rockefeller Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Rockefeller Capital Management held 1,705 positions worth $37.2B, up 5.6% from $35.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management's Q3 2024 filing shows 83 new, 665 increased, 811 reduced and 97 closed positions. Its largest new stake was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M. The largest sale was Discover Financial Services, an estimated $166M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q3 2024 buy was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2024, an estimated $142M increase.
  • Rockefeller Capital Management's biggest Q3 2024 reduction was Discover Financial Services, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Atkore in Q3 2024, selling an estimated $32.1M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $37.2B portfolio in Q3 2024.
  • Rockefeller Capital Management opened 83 new positions and closed 97 in Q3 2024.
  • Rockefeller Capital Management's portfolio value rose 5.6% quarter-over-quarter to $37.2B.

Based on Rockefeller Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.