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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+10.52%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$34.3B
AUM Growth
+$4.33B
Cap. Flow
+$1.6B
Cap. Flow %
4.66%
Top 10 Hldgs %
20.81%
Holding
1,745
New
213
Increased
906
Reduced
495
Closed
86

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$98.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$51M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.1M
5
BOXX icon
Alpha Architect 1-3 Month Box ETF
BOXX
+$37M

Top Sells

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$53.7M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$44.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$40.7M
4
NVDA icon
NVIDIA
NVDA
+$39.2M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 19.7%
2 Financials 11.21%
3 Healthcare 8.91%
4 Consumer Discretionary 6.49%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWU icon
801
iShares MSCI United Kingdom ETF
EWU
$4.16B
$3.58M 0.01%
104,559
+8,622
+9% +$283K
ONTO icon
802
Onto Innovation
ONTO
$15.3B
$3.57M 0.01%
19,722
+5,398
+38% +$912K
GDV icon
803
Gabelli Dividend & Income Trust
GDV
$2.66B
$3.56M 0.01%
154,780
-491
-0.3% -$10.8K
PHYS icon
804
Sprott Physical Gold
PHYS
$15.7B
$3.56M 0.01%
205,542
+291
+0.1% +$4.67K
IGRO icon
805
iShares International Dividend Growth ETF
IGRO
$1.32B
$3.55M 0.01%
52,767
+7,204
+16% +$472K
QYLD icon
806
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.26B
$3.55M 0.01%
198,096
+20,000
+11% +$355K
VTHR icon
807
Vanguard Russell 3000 ETF
VTHR
$4.85B
$3.53M 0.01%
15,149
-228
-1% -$50.5K
FDLO icon
808
Fidelity Low Volatility Factor ETF
FDLO
$1.46B
$3.52M 0.01%
62,574
+5,476
+10% +$299K
TM icon
809
Toyota
TM
$225B
$3.51M 0.01%
13,963
+3,824
+38% +$846K
CXT icon
810
Crane NXT
CXT
$3.07B
$3.51M 0.01%
56,625
+28,636
+102% +$1.68M
FXL icon
811
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$3.5M 0.01%
25,934
+11,654
+82% +$1.55M
CFG icon
812
Citizens Financial Group
CFG
$30.6B
$3.49M 0.01%
96,073
+42,880
+81% +$1.41M
NZF icon
813
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$3.47M 0.01%
283,337
+113,842
+67% +$1.36M
CGDV icon
814
Capital Group Dividend Value ETF
CGDV
$38.9B
$3.45M 0.01%
106,190
+56,850
+115% +$1.75M
CRH icon
815
CRH
CRH
$66.8B
$3.45M 0.01%
39,992
+23,515
+143% +$1.8M
PPL
816
PPL Corp
PPL
$26.7B
$3.42M 0.01%
124,300
+53,963
+77% +$1.44M
CW icon
817
Curtiss-Wright
CW
$25.5B
$3.42M 0.01%
13,358
+1,084
+9% +$252K
EMB icon
818
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$3.41M 0.01%
38,083
-9,007
-19% -$793K
ED icon
819
Consolidated Edison
ED
$39.9B
$3.41M 0.01%
37,584
-6,852
-15% -$614K
MPLX icon
820
MPLX
MPLX
$59.7B
$3.41M 0.01%
82,022
-13,885
-14% -$538K
IGM icon
821
iShares Expanded Tech Sector ETF
IGM
$10.7B
$3.4M 0.01%
+39,461
New +$3.21M
BCC icon
822
Boise Cascade
BCC
$3.02B
$3.39M 0.01%
22,084
-161
-0.7% -$21.7K
UFPI icon
823
UFP Industries
UFPI
$5.19B
$3.35M 0.01%
27,273
+3,349
+14% +$389K
BEPC icon
824
Brookfield Renewable
BEPC
$6.26B
$3.35M 0.01%
136,514
+21,532
+19% +$564K
FTV icon
825
Fortive
FTV
$18.6B
$3.34M 0.01%
51,530
+5,426
+12% +$329K
31 32
33
34 35

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Rockefeller Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rockefeller Capital Management held 1,745 positions worth $34.3B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.6B of net new capital in Q1 2024, opening 213 new positions and adding to 906 existing holdings. Its largest new stake was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Amgen, an estimated $53.7M trimmed.

  • Rockefeller Capital Management's largest Q1 2024 buy was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q1 2024, an estimated $98.2M increase.
  • Rockefeller Capital Management's biggest Q1 2024 reduction was Amgen, cutting an estimated $53.7M.
  • Rockefeller Capital Management fully exited Chemours in Q1 2024, selling an estimated $15.8M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $34.3B portfolio in Q1 2024.
  • Rockefeller Capital Management opened 213 new positions and closed 86 in Q1 2024.
  • Rockefeller Capital Management's portfolio value rose 14% quarter-over-quarter to $34.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2024, filed 14 May 2024.