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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEM icon
801
Agnico Eagle Mines
AEM
$90.5B
$2.25M 0.01%
49,435
+668
+1% +$32.8K
QYLD icon
802
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.26B
$2.24M 0.01%
133,785
+5,139
+4% +$90.2K
REGL icon
803
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.82B
$2.23M 0.01%
33,456
+2,000
+6% +$140K
JHML icon
804
John Hancock Multifactor Large Cap ETF
JHML
$1.2B
$2.23M 0.01%
42,073
+2,190
+5% +$121K
MRVL icon
805
Marvell Technology
MRVL
$196B
$2.2M 0.01%
40,718
-36,568
-47% -$2.16M
QQEW icon
806
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
$2.2M 0.01%
21,171
+11,823
+126% +$1.27M
NFE icon
807
New Fortress Energy
NFE
$101M
$2.2M 0.01%
67,127
-3,473
-5% -$102K
JBGS
808
JBG SMITH
JBGS
$708M
$2.19M 0.01%
151,617
+20,825
+16% +$322K
ASHR icon
809
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.6B
$2.17M 0.01%
83,618
+71
+0.1% +$1.9K
ORA icon
810
Ormat Technologies
ORA
$6.65B
$2.17M 0.01%
31,096
-380
-1% -$29.5K
FTXL icon
811
First Trust Nasdaq Semiconductor ETF
FTXL
$1.45B
$2.16M 0.01%
31,888
+172
+0.5% +$12.1K
FXD icon
812
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$2.15M 0.01%
42,179
+97
+0.2% +$5.29K
PDBC icon
813
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.3B
$2.15M 0.01%
143,816
-10,902
-7% -$160K
NVT icon
814
nVent Electric
NVT
$26.7B
$2.15M 0.01%
40,554
-1,810
-4% -$97.6K
CHD icon
815
Church & Dwight Co
CHD
$24.5B
$2.15M 0.01%
23,418
+5,022
+27% +$481K
DFUV icon
816
Dimensional US Marketwide Value ETF
DFUV
$15.8B
$2.15M 0.01%
63,064
+15,918
+34% +$558K
SDOG icon
817
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$2.15M 0.01%
45,611
+4,926
+12% +$246K
AIT icon
818
Applied Industrial Technologies
AIT
$13.3B
$2.14M 0.01%
+13,842
New +$2.08M
EVT icon
819
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$2.14M 0.01%
100,816
+11,550
+13% +$261K
QTEC icon
820
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.83B
$2.13M 0.01%
+14,640
New +$2.18M
PLUG icon
821
Plug Power
PLUG
$3.04B
$2.13M 0.01%
279,650
+27,627
+11% +$270K
TTGT icon
822
TechTarget
TTGT
$278M
$2.11M 0.01%
+69,487
New +$2.12M
FXO icon
823
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$2.11M 0.01%
55,677
+1,314
+2% +$51.9K
WMS icon
824
Advanced Drainage Systems
WMS
$10.9B
$2.09M 0.01%
18,327
+5,688
+45% +$694K
FXR icon
825
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$766M
$2.08M 0.01%
36,259
-284
-0.8% -$17K
31 32
33
34 35

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.