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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INFO
801
DELISTED
IHS Markit Ltd. Common Shares
INFO
$214K ﹤0.01%
3,565
-4,985
-58% -$359K
CINF icon
802
Cincinnati Financial
CINF
$27.1B
$211K ﹤0.01%
2,793
-1,445
-34% -$144K
USNA icon
803
Usana Health Sciences
USNA
$286M
$211K ﹤0.01%
3,660
– –
ARES icon
804
Ares Management
ARES
$30.9B
$210K ﹤0.01%
6,800
-24,700
-78% -$864K
FMC icon
805
FMC
FMC
$1.33B
$210K ﹤0.01%
2,571
+808
+46% +$75K
NS
806
DELISTED
NuStar Energy L.P.
NS
$210K ﹤0.01%
24,400
+5,000
+26% +$109K
FANG icon
807
Diamondback Energy
FANG
$52.7B
$208K ﹤0.01%
7,926
+7,374
+1,336% +$465K
CTLT
808
DELISTED
CATALENT, INC.
CTLT
$208K ﹤0.01%
3,994
-418
-9% -$22.8K
NOK icon
809
Nokia
NOK
$52.3B
$206K ﹤0.01%
66,301
+47,491
+252% +$177K
ETG
810
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
$203K ﹤0.01%
16,955
+3,712
+28% +$60.6K
SNAP icon
811
Snap
SNAP
$9.01B
$201K ﹤0.01%
16,923
+8,652
+105% +$133K
ETRN
812
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$201K ﹤0.01%
40,000
– –
AIG icon
813
American International
AIG
$41.3B
$200K ﹤0.01%
8,257
+5,564
+207% +$239K
DDIV icon
814
First Trust Exchange-Traded Fund VI First Trust Dorsey Wright Momentum & Dividend ETF
DDIV
$80.2M
$200K ﹤0.01%
11,151
-21,205
-66% -$517K
FEI
815
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$198K ﹤0.01%
+44,699
New +$427K
AON icon
816
Aon
AON
$76B
$197K ﹤0.01%
1,194
-3,630
-75% -$743K
SAP icon
817
SAP
SAP
$238B
$197K ﹤0.01%
1,783
-2,787
-61% -$352K
FCA icon
818
First Trust China AlphaDEX Fund
FCA
$33.3M
$196K ﹤0.01%
8,819
+1,309
+17% +$32K
HAL icon
819
Halliburton
HAL
$26.6B
$195K ﹤0.01%
28,539
-2,951
-9% -$51.4K
ILF icon
820
iShares Latin America 40 ETF
ILF
$3.83B
$195K ﹤0.01%
10,686
-95,626
-90% -$2.71M
IQDG icon
821
WisdomTree International Quality Dividend Growth Fund
IQDG
$734M
$195K ﹤0.01%
7,615
+1,294
+20% +$38.3K
STAG icon
822
STAG Industrial
STAG
$7.19B
$195K ﹤0.01%
8,649
+254
+3% +$7.39K
TTWO icon
823
Take-Two Interactive
TTWO
$46.1B
$195K ﹤0.01%
1,648
– –
PHO icon
824
Invesco Water Resources ETF
PHO
$2.09B
$194K ﹤0.01%
6,200
-1,950
-24% -$72.3K
PRF icon
825
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$194K ﹤0.01%
10,505
– –
31 32
33
34 35

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Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.