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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
(+7.2%)
Cap. Flow
+$1.55B
Cap. Flow
% of AUM
8.12%
Top 10 Holdings %
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Elanco Animal Health
ELAN
|
+$89.1M |
| 2 |
WEX
WEX
|
+$78.4M |
| 3 |
Blackrock
BLK
|
+$73.2M |
| 4 |
Vanguard S&P 500 ETF
VOO
|
+$71.9M |
| 5 |
OneMain Financial
OMF
|
+$45.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$63.6M |
| 2 |
Neurocrine Biosciences
NBIX
|
+$56.6M |
| 3 |
Agnico Eagle Mines
AEM
|
+$55.1M |
| 4 |
DFS
Discover Financial Services
DFS
|
+$36M |
| 5 |
ORBC
ORBCOMM, Inc.
ORBC
|
+$27.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.39% |
| 2 | Financials | 14.65% |
| 3 | Healthcare | 12.11% |
| 4 | Consumer Discretionary | 7.54% |
| 5 | Industrials | 6.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
776
Devon Energy
DVN
$47.3B
| $1.89M | 0.01% |
53,086
+10,822
| +26% | +$307K |
|
777
Guardant Health
GH
$22.6B
| $1.88M | 0.01% |
15,041
+2,719
| +22% | +$323K |
|
778
NRG Energy
NRG
$24.8B
| $1.88M | 0.01% |
46,060
+41,305
| +869% | +$1.76M |
|
779
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
| $1.87M | 0.01% |
29,791
-1,775
| -6% | -$112K |
|
780
Nutrien
NTR
$30.7B
| $1.86M | 0.01% |
28,778
+17,404
| +153% | +$1.06M |
|
781
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$186M
| $1.85M | 0.01% |
29,403
+16,653
| +131% | +$1.04M |
|
|
BLU
782
DELISTED
BELLUS Health Inc.
BLU
| $1.84M | 0.01% |
300,000
+101,851
| +51% | +$386K |
|
783
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.82B
| $1.83M | 0.01% |
27,000
+150
| +0.6% | +$10.6K |
|
784
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
| $1.82M | 0.01% |
30,413
-1,895
| -6% | -$114K |
|
785
Charter Communications
CHTR
$18.2B
| $1.82M | 0.01% |
2,504
+230
| +10% | +$175K |
|
|
PDO
786
PIMCO Dynamic Income Opportunities Fund
PDO
$1.86B
| $1.81M | 0.01% |
86,517
+85,517
| +8,552% | +$1.84M |
|
787
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
| $1.81M | 0.01% |
49,651
+10,016
| +25% | +$368K |
|
788
Li Auto
LI
$12.7B
| $1.81M | 0.01% |
68,952
+37,098
| +116% | +$1.12M |
|
789
Vale
VALE
$62.6B
| $1.81M | 0.01% |
129,868
+77,495
| +148% | +$1.52M |
|
|
FRC
790
DELISTED
First Republic Bank
FRC
| $1.81M | 0.01% |
9,383
-144
| -2% | -$28.3K |
|
791
Carlyle Group
CG
$17.2B
| $1.81M | 0.01% |
38,211
+2,803
| +8% | +$134K |
|
792
American Airlines Group
AAL
$10.6B
| $1.8M | 0.01% |
87,566
-2,530
| -3% | -$51.3K |
|
793
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.3B
| $1.78M | 0.01% |
36,477
+3,855
| +12% | +$191K |
|
794
Amplify Alternative Harvest ETF
MJ
$105M
| $1.77M | 0.01% |
10,274
+2,274
| +28% | +$464K |
|
795
Campbell Soup
CPB
$6.87B
| $1.77M | 0.01% |
42,384
+315
| +0.7% | +$13.7K |
|
796
BlackRock MuniAssets Fund
MUA
$522M
| $1.77M | 0.01% |
116,417
+70
| +0.1% | +$1.14K |
|
797
Pan American Silver
PAAS
$21.6B
| $1.76M | 0.01% |
75,809
+33,906
| +81% | +$886K |
|
798
Global X Cybersecurity ETF
BUG
$1.46B
| $1.75M | 0.01% |
57,537
+47,075
| +450% | +$1.44M |
|
799
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.1B
| $1.75M | 0.01% |
45,051
-525
| -1% | -$20.3K |
|
800
SBA Communications
SBAC
$19.5B
| $1.75M | 0.01% |
5,313
+50
| +1% | +$17.3K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2021 Portfolio in Review
As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.
- Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
- Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
- Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
- Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
- Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
- Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.
Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.