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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETV
776
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$241K ﹤0.01%
19,996
+5,788
+41% +$80.5K
IWB icon
777
iShares Russell 1000 ETF
IWB
$50.2B
$239K ﹤0.01%
1,692
+354
+26% +$59.8K
KEYS icon
778
Keysight
KEYS
$58.3B
$238K ﹤0.01%
2,844
+1,056
+59% +$100K
FAB icon
779
First Trust Multi Cap Value AlphaDEX Fund
FAB
$176M
$237K ﹤0.01%
6,639
+1,013
+18% +$50.8K
ALGN icon
780
Align Technology
ALGN
$12.3B
$236K ﹤0.01%
1,357
+172
+15% +$41.2K
JCI icon
781
Johnson Controls International
JCI
$92.2B
$235K ﹤0.01%
8,704
-1,606
-16% -$59.8K
BBBY
782
DELISTED
Bed Bath & Beyond Inc
BBBY
$234K ﹤0.01%
55,551
+23,571
+74% +$275K
SCZ icon
783
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$233K ﹤0.01%
5,208
-5,286
-50% -$294K
EWS icon
784
iShares MSCI Singapore ETF
EWS
$1.15B
$230K ﹤0.01%
13,241
– –
TWLO icon
785
Twilio
TWLO
$36.6B
$230K ﹤0.01%
2,575
-1,979
-43% -$217K
PDI icon
786
PIMCO Dynamic Income Fund
PDI
$7.42B
$229K ﹤0.01%
10,374
-3,327
-24% -$99.7K
LDP icon
787
Cohen & Steers Duration Preferred & Income Fund
LDP
$600M
$227K ﹤0.01%
11,043
+170
+2% +$4.2K
SE icon
788
Sea Limited
SE
$69.5B
$227K ﹤0.01%
5,125
+4,931
+2,542% +$221K
SBRA icon
789
Sabra Healthcare REIT
SBRA
$5.37B
$223K ﹤0.01%
20,452
+275
+1% +$5.07K
LGF.A
790
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$222K ﹤0.01%
36,500
-55,000
-60% -$491K
CSQ icon
791
Calamos Strategic Total Return Fund
CSQ
$3.35B
$221K ﹤0.01%
22,576
+14,462
+178% +$181K
FAF icon
792
First American
FAF
$7.58B
$221K ﹤0.01%
5,211
-4,138
-44% -$236K
OKE icon
793
Oneok
OKE
$54.5B
$219K ﹤0.01%
10,055
+1,740
+21% +$106K
SMDV icon
794
ProShares Russell 2000 Dividend Growers ETF
SMDV
$710M
$219K ﹤0.01%
4,727
-181
-4% -$10.2K
M icon
795
Macy's
M
$6.68B
$218K ﹤0.01%
44,494
+4,578
+11% +$62.1K
SIRI icon
796
SiriusXM
SIRI
$10.1B
$218K ﹤0.01%
4,422
+986
+29% +$64.5K
CDK
797
DELISTED
CDK Global, Inc.
CDK
$216K ﹤0.01%
6,535
+187
+3% +$8.93K
IYE icon
798
iShares US Energy ETF
IYE
$1.7B
$215K ﹤0.01%
+14,019
New +$353K
BBN icon
799
BlackRock Taxable Municipal Bond Trust
BBN
$986M
$214K ﹤0.01%
+9,831
New +$241K
CHI
800
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$214K ﹤0.01%
+25,690
New +$263K
30 31
32
33 34

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Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.