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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LBTYK icon
776
Liberty Global Class C
LBTYK
$3.6B
$199K ﹤0.01%
9,117
+737
+9% +$16.6K
LII icon
777
Lennox International
LII
$15.4B
$198K ﹤0.01%
810
– –
MKC icon
778
McCormick & Company Non-Voting
MKC
$14B
$197K ﹤0.01%
2,320
+266
+13% +$22K
TXT icon
779
Textron
TXT
$15.3B
$197K ﹤0.01%
4,420
+442
+11% +$20.5K
WSC icon
780
WillScot Mobile Mini Holdings
WSC
$4.83B
$197K ﹤0.01%
10,680
+10,430
+4,172% +$175K
FPE icon
781
First Trust Preferred Securities and Income ETF
FPE
$6.35B
$195K ﹤0.01%
+9,734
New +$194K
IYJ icon
782
iShares US Industrials ETF
IYJ
$2.04B
$195K ﹤0.01%
2,322
-426
-16% -$34.7K
IHI icon
783
iShares US Medical Devices ETF
IHI
$3.36B
$194K ﹤0.01%
4,410
– –
SHLX
784
DELISTED
Shell Midstream Partners, L.P.
SHLX
$194K ﹤0.01%
9,640
-65
-0.7% -$1.32K
IP icon
785
International Paper
IP
$22.4B
$193K ﹤0.01%
4,423
+471
+12% +$19.8K
IWN icon
786
iShares Russell 2000 Value ETF
IWN
$14.7B
$191K ﹤0.01%
1,485
+706
+91% +$87.3K
IPFF
787
DELISTED
iShares International Preferred Stock ETF
IPFF
$190K ﹤0.01%
12,293
+493
+4% +$7.38K
FAD icon
788
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$594M
$188K ﹤0.01%
+2,431
New +$182K
SPYV icon
789
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
$184K ﹤0.01%
5,277
+4,751
+903% +$159K
BKU icon
790
Bankunited
BKU
$3.46B
$183K ﹤0.01%
5,000
+726
+17% +$25.3K
CFR icon
791
Cullen/Frost Bankers
CFR
$10.5B
$183K ﹤0.01%
1,876
+51
+3% +$4.74K
KEYS icon
792
Keysight
KEYS
$58.3B
$183K ﹤0.01%
1,788
+284
+19% +$29.1K
LYB icon
793
LyondellBasell Industries
LYB
$19.7B
$183K ﹤0.01%
1,930
+1,586
+461% +$145K
CTG
794
DELISTED
Computer Task Group, Inc.
CTG
$183K ﹤0.01%
35,285
– –
SAGE
795
DELISTED
Sage Therapeutics
SAGE
$182K ﹤0.01%
+2,523
New +$310K
WBD icon
796
Warner Bros
WBD
$64.7B
$182K ﹤0.01%
5,566
+2,313
+71% +$69.7K
CXO
797
DELISTED
CONCHO RESOURCES INC.
CXO
$182K ﹤0.01%
2,074
-10,011
-83% -$722K
HYLB icon
798
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.48B
$179K ﹤0.01%
4,435
+2,439
+122% +$97.4K
PPG icon
799
PPG Industries
PPG
$26.2B
$179K ﹤0.01%
1,346
+376
+39% +$47.6K
WDC icon
800
Western Digital
WDC
$189B
$179K ﹤0.01%
3,736
+499
+15% +$20.8K
30 31
32
33 34

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.