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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
(+2.8%)
Cap. Flow
+$264M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Progressive
PGR
|
+$141M |
| 2 |
CHL
China Mobile Limited
CHL
|
+$85.8M |
| 3 |
Blackrock
BLK
|
+$40.3M |
| 4 |
Deere & Co
DE
|
+$28.7M |
| 5 |
Plains GP Holdings
PAGP
|
+$23.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
JPMorgan Chase
JPM
|
+$169M |
| 2 |
Ross Stores
ROST
|
+$86.3M |
| 3 |
Visa
V
|
+$69.3M |
| 4 |
Biogen
BIIB
|
+$53.4M |
| 5 |
CERN
Cerner Corp
CERN
|
+$45.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 16.92% |
| 2 | Financials | 14.94% |
| 3 | Communication Services | 12.57% |
| 4 | Technology | 11.57% |
| 5 | Industrials | 9.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MNDT
776
DELISTED
Mandiant, Inc. Common Stock
MNDT
| $110K | ﹤0.01% |
8,228
+7,689
| +1,427% | +$109K |
|
777
C.H. Robinson
CHRW
$18.1B
| $109K | ﹤0.01% |
1,288
+17
| +1% | +$1.43K |
|
778
Kimco Realty
KIM
$16.8B
| $109K | ﹤0.01% |
5,197
+44
| +0.9% | +$837 |
|
779
UBS Group
UBS
$176B
| $109K | ﹤0.01% |
9,596
+8,439
| +729% | +$95K |
|
780
Global X SuperIncome Preferred ETF
SPFF
$142M
| $108K | ﹤0.01% |
+9,171
| New | +$107K |
|
781
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
| $108K | ﹤0.01% |
1,856
+1,305
| +237% | +$75.3K |
|
782
Global X S&P 500 Covered Call ETF
XYLD
$3.27B
| $107K | ﹤0.01% |
2,195
| – | – |
|
783
Chipotle Mexican Grill
CMG
$43.9B
| $106K | ﹤0.01% |
6,300
+400
| +7% | +$6.38K |
|
|
XYZ
784
Block Inc
XYZ
$50.3B
| $106K | ﹤0.01% |
1,712
+594
| +53% | +$40.3K |
|
785
Cboe Global Markets
CBOE
$30.3B
| $105K | ﹤0.01% |
916
| – | – |
|
786
Expedia Group
EXPE
$38.1B
| $105K | ﹤0.01% |
+780
| New | +$103K |
|
787
Genuine Parts
GPC
$18.3B
| $105K | ﹤0.01% |
1,059
+5
| +0.5% | +$480 |
|
788
iShares Europe ETF
IEV
$1.69B
| $105K | ﹤0.01% |
+2,430
| New | +$104K |
|
|
DCP
789
DELISTED
DCP Midstream, LP
DCP
| $105K | ﹤0.01% |
4,020
+1,540
| +62% | +$42K |
|
|
SMMCU
790
DELISTED
South Mountain Merger Corp. Unit
SMMCU
| $105K | ﹤0.01% |
+10,000
| New | +$101K |
|
|
HOLX
791
DELISTED
Hologic
HOLX
| $104K | ﹤0.01% |
2,060
| – | – |
|
|
K
792
DELISTED
Kellanova
K
| $104K | ﹤0.01% |
1,721
+1,695
| +6,519% | +$96.9K |
|
793
Kontoor Brands
KTB
$4.7B
| $104K | ﹤0.01% |
2,967
+538
| +22% | +$17.5K |
|
794
MGM Resorts International
MGM
$11.6B
| $104K | ﹤0.01% |
3,760
-3
| -0.1% | -$86 |
|
795
VanEck Short High Yield Muni ETF
SHYD
$452M
| $104K | ﹤0.01% |
+4,112
| New | +$103K |
|
796
Archer Daniels Midland
ADM
$37.5B
| $103K | ﹤0.01% |
+2,501
| New | +$99.5K |
|
797
Calamos Strategic Total Return Fund
CSQ
$3.34B
| $103K | ﹤0.01% |
8,114
| – | – |
|
798
Roku
ROKU
$21.8B
| $103K | ﹤0.01% |
1,010
+270
| +36% | +$33K |
|
799
Voyager Therapeutics
VYGR
$189M
| $103K | ﹤0.01% |
6,012
-138
| -2% | -$2.9K |
|
|
NUVA
800
DELISTED
NuVasive, Inc.
NUVA
| $103K | ﹤0.01% |
1,625
+55
| +4% | +$3.44K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2019 Portfolio in Review
As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.
Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.
By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.
On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.
- Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
- Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
- Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
- Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
- Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
- Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.
Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.