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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+10.52%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$34.3B
AUM Growth
+$4.33B
Cap. Flow
+$1.6B
Cap. Flow %
4.66%
Top 10 Hldgs %
20.81%
Holding
1,745
New
213
Increased
906
Reduced
495
Closed
86

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$98.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$51M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.1M
5
BOXX icon
Alpha Architect 1-3 Month Box ETF
BOXX
+$37M

Top Sells

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$53.7M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$44.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$40.7M
4
NVDA icon
NVIDIA
NVDA
+$39.2M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 19.7%
2 Financials 11.21%
3 Healthcare 8.91%
4 Consumer Discretionary 6.49%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDD icon
751
Pinduoduo
PDD
$131B
$4.17M 0.01%
35,852
-2,823
-7% -$370K
FEX icon
752
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$4.16M 0.01%
41,884
-131
-0.3% -$12.2K
MRVL icon
753
Marvell Technology
MRVL
$196B
$4.15M 0.01%
58,573
+16,540
+39% +$1.13M
STLD icon
754
Steel Dynamics
STLD
$37.6B
$4.14M 0.01%
27,909
+444
+2% +$55.8K
RLI icon
755
RLI Corp
RLI
$5.89B
$4.14M 0.01%
+55,704
New +$3.97M
ARHS icon
756
Arhaus
ARHS
$1.36B
$4.09M 0.01%
+265,477
New +$3.42M
VMC icon
757
Vulcan Materials
VMC
$36.9B
$4.08M 0.01%
14,956
+4,097
+38% +$1.01M
PULS icon
758
PGIM Ultra Short Bond ETF
PULS
$18.3B
$4.07M 0.01%
81,797
-50,629
-38% -$2.51M
NVT icon
759
nVent Electric
NVT
$26.7B
$4.06M 0.01%
53,867
+16,294
+43% +$1.05M
USRT icon
760
iShares Core US REIT ETF
USRT
$4.63B
$4.06M 0.01%
75,399
+400
+0.5% +$21.2K
EFAX icon
761
State Street SPDR MSCI EAFE Fossil Fuel Reserves Free ETF
EFAX
$518M
$4.04M 0.01%
97,255
-23,445
-19% -$934K
SPTS icon
762
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
$4M 0.01%
138,240
+120,724
+689% +$3.5M
DG icon
763
Dollar General
DG
$27.9B
$4M 0.01%
25,601
+5,692
+29% +$809K
DUHP icon
764
Dimensional US High Profitability ETF
DUHP
$12.7B
$3.95M 0.01%
125,007
-35,279
-22% -$1.06M
MNST icon
765
Monster Beverage
MNST
$88.5B
$3.94M 0.01%
66,451
+39,402
+146% +$2.26M
AIT icon
766
Applied Industrial Technologies
AIT
$13.3B
$3.92M 0.01%
19,861
-2,593
-12% -$474K
IYH icon
767
iShares US Healthcare ETF
IYH
$3.54B
$3.92M 0.01%
+63,327
New +$3.81M
YUM icon
768
Yum! Brands
YUM
$41.1B
$3.91M 0.01%
28,220
+5,327
+23% +$711K
TDTF icon
769
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
$3.91M 0.01%
165,218
-12,787
-7% -$301K
DES icon
770
WisdomTree US SmallCap Dividend Fund
DES
$2.22B
$3.91M 0.01%
119,562
+12,685
+12% +$397K
CTRA
771
DELISTED
Coterra Energy
CTRA
$3.91M 0.01%
140,078
-78,904
-36% -$2.02M
BSV icon
772
Vanguard Short-Term Bond ETF
BSV
$44.6B
$3.9M 0.01%
50,860
-28,723
-36% -$2.2M
YMAR icon
773
FT Vest International Equity Moderate Buffer ETF March
YMAR
$164M
$3.88M 0.01%
167,507
+3,740
+2% +$83.6K
EL icon
774
Estee Lauder
EL
$32B
$3.88M 0.01%
25,149
-569
-2% -$80.7K
FAPR icon
775
FT Vest US Equity Buffer ETF April
FAPR
$1.29B
$3.88M 0.01%
106,363
+465
+0.4% +$16.6K
29 30
31
32 33

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Rockefeller Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rockefeller Capital Management held 1,745 positions worth $34.3B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.6B of net new capital in Q1 2024, opening 213 new positions and adding to 906 existing holdings. Its largest new stake was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Amgen, an estimated $53.7M trimmed.

  • Rockefeller Capital Management's largest Q1 2024 buy was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q1 2024, an estimated $98.2M increase.
  • Rockefeller Capital Management's biggest Q1 2024 reduction was Amgen, cutting an estimated $53.7M.
  • Rockefeller Capital Management fully exited Chemours in Q1 2024, selling an estimated $15.8M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $34.3B portfolio in Q1 2024.
  • Rockefeller Capital Management opened 213 new positions and closed 86 in Q1 2024.
  • Rockefeller Capital Management's portfolio value rose 14% quarter-over-quarter to $34.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2024, filed 14 May 2024.