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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NDMO icon
751
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$606M
$2.62M 0.01%
267,102
+3,049
+1% +$31.7K
YUM icon
752
Yum! Brands
YUM
$41.1B
$2.62M 0.01%
20,968
-864
-4% -$114K
CR icon
753
Crane Co
CR
$12.7B
$2.62M 0.01%
29,439
+133
+0.5% +$11.8K
ICLR icon
754
Icon
ICLR
$12.7B
$2.61M 0.01%
+10,607
New +$2.67M
NSIT icon
755
Insight Enterprises
NSIT
$4.38B
$2.61M 0.01%
+17,919
New +$2.67M
FEM icon
756
First Trust Emerging Markets AlphaDEX Fund
FEM
$773M
$2.6M 0.01%
124,738
-1,407
-1% -$30.7K
BSX icon
757
Boston Scientific
BSX
$71.5B
$2.6M 0.01%
49,256
-52,243
-51% -$2.74M
EIPX icon
758
FT Energy Income Partners Strategy ETF
EIPX
$556M
$2.59M 0.01%
122,899
-84,549
-41% -$1.78M
BCSF icon
759
Bain Capital Specialty
BCSF
$850M
$2.58M 0.01%
168,597
+7,364
+5% +$111K
FTV icon
760
Fortive
FTV
$18.6B
$2.56M 0.01%
45,872
+18,370
+67% +$1.06M
NEAR icon
761
iShares Short Maturity Bond ETF
NEAR
$4.85B
$2.54M 0.01%
50,910
-13,603
-21% -$677K
IEX icon
762
IDEX
IEX
$17.3B
$2.54M 0.01%
12,191
-87
-0.7% -$18.9K
FLG
763
Flagstar Bank National Association
FLG
$5.82B
$2.53M 0.01%
74,507
+2,637
+4% +$95.4K
CGW icon
764
Invesco S&P Global Water Index ETF
CGW
$1.08B
$2.53M 0.01%
54,297
+6,292
+13% +$316K
UFPI icon
765
UFP Industries
UFPI
$5.19B
$2.53M 0.01%
24,661
+574
+2% +$58K
DRI icon
766
Darden Restaurants
DRI
$24.4B
$2.5M 0.01%
17,462
+3,373
+24% +$535K
WAL icon
767
Western Alliance Bancorporation
WAL
$8.87B
$2.5M 0.01%
54,347
+34,119
+169% +$1.61M
IYF icon
768
iShares US Financials ETF
IYF
$4.61B
$2.49M 0.01%
33,241
+1,745
+6% +$135K
SPOT icon
769
Spotify
SPOT
$100B
$2.48M 0.01%
16,066
-12,170
-43% -$1.85M
OTIS icon
770
Otis Worldwide
OTIS
$28.2B
$2.48M 0.01%
30,847
+11,209
+57% +$959K
CTVA icon
771
Corteva
CTVA
$51.3B
$2.46M 0.01%
48,027
+7,448
+18% +$394K
PAA icon
772
Plains All American Pipeline
PAA
$16.1B
$2.45M 0.01%
160,204
+1,378
+0.9% +$20.7K
GBIL icon
773
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.58B
$2.43M 0.01%
24,309
-72,526
-75% -$7.24M
CW icon
774
Curtiss-Wright
CW
$25.5B
$2.43M 0.01%
12,436
-121
-1% -$24K
NPO icon
775
Enpro
NPO
$7.05B
$2.43M 0.01%
+20,057
New +$2.64M
29 30
31
32 33

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.