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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRF icon
751
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$2.31M 0.01%
67,320
+44,630
+197% +$1.49M
MQ icon
752
Marqeta
MQ
$1.66B
$2.31M 0.01%
+33,616
New +$3.01M
K
753
DELISTED
Kellanova
K
$2.28M 0.01%
37,711
-1,886
-5% -$111K
KBH icon
754
KB Home
KBH
$3.59B
$2.28M 0.01%
50,928
+2,209
+5% +$92.5K
SPTL icon
755
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.6B
$2.26M 0.01%
53,596
+21,660
+68% +$909K
SBAC icon
756
SBA Communications
SBAC
$19.5B
$2.25M 0.01%
5,776
+463
+9% +$163K
IQV icon
757
IQVIA
IQV
$39.3B
$2.24M 0.01%
7,945
+875
+12% +$227K
SCHX icon
758
Schwab US Large- Cap ETF
SCHX
$74.5B
$2.24M 0.01%
118,044
+2,844
+2% +$52.5K
CDC icon
759
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$742M
$2.23M 0.01%
32,039
-117
-0.4% -$7.86K
FXI icon
760
iShares China Large-Cap ETF
FXI
$4.31B
$2.23M 0.01%
60,885
+48,756
+402% +$1.91M
DD icon
761
DuPont de Nemours
DD
$19.2B
$2.2M 0.01%
21,739
-3,862
-15% -$368K
VOT icon
762
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$2.2M 0.01%
8,631
+1,386
+19% +$349K
CIBR icon
763
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.3B
$2.18M 0.01%
41,246
+4,769
+13% +$251K
EEMX icon
764
State Street SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF
EEMX
$177M
$2.18M 0.01%
59,500
– –
PPLI
765
People Inc
PPLI
$3.1B
$2.18M 0.01%
20,309
-3,153
-13% -$356K
DWLD icon
766
Davis Select Worldwide ETF
DWLD
$613M
$2.17M 0.01%
74,453
+69,253
+1,332% +$2.1M
IWY icon
767
iShares Russell Top 200 Growth ETF
IWY
$16.6B
$2.17M 0.01%
12,524
-1,763
-12% -$294K
NTR icon
768
Nutrien
NTR
$30.7B
$2.16M 0.01%
28,703
-75
-0.3% -$5.25K
BBH icon
769
VanEck Biotech ETF
BBH
$422M
$2.16M 0.01%
11,392
– –
SCCO icon
770
Southern Copper
SCCO
$166B
$2.14M 0.01%
37,426
+5,062
+16% +$282K
IT icon
771
Gartner
IT
$11.7B
$2.14M 0.01%
6,400
+631
+11% +$203K
IYJ icon
772
iShares US Industrials ETF
IYJ
$2.02B
$2.14M 0.01%
18,975
+146
+0.8% +$16.2K
CG icon
773
Carlyle Group
CG
$17.2B
$2.14M 0.01%
38,954
+743
+2% +$40.5K
FXO icon
774
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$2.13M 0.01%
46,126
-1,433
-3% -$66.9K
MPLX icon
775
MPLX
MPLX
$59.7B
$2.11M 0.01%
71,469
-7,713
-10% -$231K
29 30
31
32 33

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.