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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSLX icon
751
Sixth Street Specialty
TSLX
$1.81B
$562K 0.01%
32,680
-1,028
-3% -$17.6K
WELL icon
752
Welltower
WELL
$171B
$559K 0.01%
10,156
-4,329
-30% -$238K
ALTA
753
DELISTED
Altabancorp
ALTA
$558K 0.01%
28,232
-40,750
-59% -$829K
YUM icon
754
Yum! Brands
YUM
$41.1B
$557K 0.01%
6,108
+160
+3% +$14.8K
BETZ icon
755
Roundhill Sports Betting & iGaming ETF
BETZ
$49.6M
$553K 0.01%
+25,800
New +$466K
GPC icon
756
Genuine Parts
GPC
$18.7B
$551K 0.01%
5,798
-416
-7% -$38.7K
EMD
757
Western Asset Emerging Markets Debt Fund
EMD
$616M
$550K 0.01%
44,660
+8,645
+24% +$111K
MGV icon
758
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.5B
$550K 0.01%
7,177
+21
+0.3% +$1.61K
FXU icon
759
First Trust Utilities AlphaDEX Fund
FXU
$825M
$546K 0.01%
20,642
+565
+3% +$15.1K
TTWO icon
760
Take-Two Interactive
TTWO
$46.1B
$544K 0.01%
3,296
+1,807
+121% +$293K
ETRN
761
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$543K 0.01%
64,286
+374
+0.6% +$3.65K
FAST icon
762
Fastenal
FAST
$59.5B
$541K 0.01%
24,034
-622
-3% -$14.3K
FPF
763
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$541K 0.01%
25,190
-73,796
-75% -$1.6M
NMZ icon
764
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
$539K 0.01%
40,000
– –
ZTO icon
765
ZTO Express
ZTO
$17.9B
$539K 0.01%
+18,032
New +$615K
DBRG icon
766
DigitalBridge
DBRG
$2.95B
$538K 0.01%
49,331
+609
+1% +$5.9K
PPLT
767
abrdn Physical Platinum Shares ETF
PPLT
$2.02B
$538K 0.01%
64,120
+5,620
+10% +$47.9K
EYE icon
768
National Vision
EYE
$1.81B
$535K 0.01%
14,000
– –
ADRE
769
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$535K 0.01%
11,450
+250
+2% +$11.4K
MRVL icon
770
Marvell Technology
MRVL
$196B
$534K 0.01%
13,468
-649
-5% -$23.9K
IHI icon
771
iShares US Medical Devices ETF
IHI
$3.38B
$527K ﹤0.01%
10,566
+1,638
+18% +$79.3K
UITB icon
772
Victory Portfolios II VictoryShares Core Intermediate Bond ETF
UITB
$2.65B
$527K ﹤0.01%
9,741
+1,761
+22% +$95.7K
DPZ icon
773
Domino's
DPZ
$11.6B
$526K ﹤0.01%
1,238
+365
+42% +$145K
TROW icon
774
T. Rowe Price
TROW
$24.3B
$524K ﹤0.01%
4,095
-1,570
-28% -$208K
EES icon
775
WisdomTree US SmallCap Earnings Fund
EES
$731M
$523K ﹤0.01%
17,516
+863
+5% +$26K
29 30
31
32 33

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.