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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JHEM icon
751
John Hancock Multifactor Emerging Markets ETF
JHEM
$1.02B
$263K ﹤0.01%
13,312
+2,936
+28% +$70.9K
VNO icon
752
Vornado Realty Trust
VNO
$7.38B
$263K ﹤0.01%
7,253
-9
-0.1% -$512
GWW icon
753
W.W. Grainger
GWW
$60.2B
$262K ﹤0.01%
1,054
+559
+113% +$165K
FTDS icon
754
First Trust Dividend Strength ETF
FTDS
$39.2M
$260K ﹤0.01%
10,577
+1,623
+18% +$52.1K
EXC icon
755
Exelon
EXC
$47B
$259K ﹤0.01%
9,855
-6,118
-38% -$192K
BSCL
756
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$259K ﹤0.01%
12,359
-617
-5% -$13K
SPLK
757
DELISTED
Splunk Inc
SPLK
$257K ﹤0.01%
2,034
+68
+3% +$10K
GVIP icon
758
Goldman Sachs Hedge Industry VIP ETF
GVIP
$578M
$256K ﹤0.01%
5,024
+749
+18% +$45.9K
YUMC icon
759
Yum China
YUMC
$16.3B
$256K ﹤0.01%
6,010
-289
-5% -$12.9K
PEG icon
760
Public Service Enterprise Group
PEG
$37.7B
$255K ﹤0.01%
5,683
-411
-7% -$22.2K
FNX icon
761
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$253K ﹤0.01%
5,247
+799
+18% +$51.8K
PH icon
762
Parker-Hannifin
PH
$135B
$253K ﹤0.01%
1,953
+151
+8% +$27.3K
CID
763
DELISTED
VictoryShares International High Div Volatility Wtd ETF
CID
$253K ﹤0.01%
11,103
+1,116
+11% +$33.2K
QYLD icon
764
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$252K ﹤0.01%
+13,094
New +$291K
TECD
765
DELISTED
Tech Data Corp
TECD
$252K ﹤0.01%
1,925
-3
-0.2% -$416
CMI icon
766
Cummins
CMI
$88.7B
$251K ﹤0.01%
1,853
+8
+0.4% +$1.25K
WST icon
767
West Pharmaceutical
WST
$24.9B
$251K ﹤0.01%
1,647
+1,599
+3,331% +$246K
EA
768
DELISTED
Electronic Arts
EA
$249K ﹤0.01%
2,490
-397
-14% -$41.8K
IHI icon
769
iShares US Medical Devices ETF
IHI
$3.37B
$249K ﹤0.01%
6,624
+2,214
+50% +$93.2K
PARA
770
DELISTED
Paramount Global Class B
PARA
$249K ﹤0.01%
17,807
-5,696
-24% -$163K
PII icon
771
Polaris
PII
$4.07B
$249K ﹤0.01%
5,178
-105
-2% -$8.61K
STX icon
772
Seagate
STX
$184B
$248K ﹤0.01%
5,073
+2,518
+99% +$134K
TDOC icon
773
Teladoc Health
TDOC
$1.3B
$247K ﹤0.01%
1,590
-413
-21% -$48K
APAM icon
774
Artisan Partners
APAM
$3.02B
$244K ﹤0.01%
11,357
+437
+4% +$13.1K
PDBC icon
775
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.42B
$244K ﹤0.01%
20,666
+3,064
+17% +$44.6K
29 30
31
32 33

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Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.