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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAC icon
751
Macerich
MAC
$7.26B
$215K ﹤0.01%
8,000
+7,930
+11,329% +$218K
ROUS icon
752
Hartford Multifactor US Equity ETF
ROUS
$719M
$215K ﹤0.01%
6,375
+46
+0.7% +$1.51K
ETV
753
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$212K ﹤0.01%
14,208
– –
VIV icon
754
Telefônica Brasil
VIV
$19.7B
$212K ﹤0.01%
+14,821
New +$198K
EWD icon
755
iShares MSCI Sweden ETF
EWD
$594M
$210K ﹤0.01%
6,376
-288
-4% -$9.08K
ONC
756
BeOne Medicines Ltd
ONC
$33.5B
$210K ﹤0.01%
1,267
-307
-20% -$51K
SPXT icon
757
ProShares S&P 500 ex-Technology ETF
SPXT
$289M
$208K ﹤0.01%
+3,497
New +$200K
TDG icon
758
TransDigm Group
TDG
$71.3B
$208K ﹤0.01%
370
+123
+50% +$67.3K
BIL icon
759
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.9B
$207K ﹤0.01%
2,266
+11
+0.5% +$1.01K
KBE icon
760
State Street SPDR S&P Bank ETF
KBE
$1.69B
$206K ﹤0.01%
4,365
+70
+2% +$3.17K
GLMD icon
761
Galmed Pharmaceuticals
GLMD
$4.75M
$205K ﹤0.01%
197
– –
VCLT icon
762
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.88B
$205K ﹤0.01%
2,018
+1,612
+397% +$162K
ROBO icon
763
ROBO Global Robotics & Automation Index ETF
ROBO
$2.1B
$204K ﹤0.01%
4,860
– –
NGG icon
764
National Grid
NGG
$80.9B
$203K ﹤0.01%
3,661
-29
-0.8% -$1.49K
SHOO icon
765
Steven Madden
SHOO
$3.58B
$203K ﹤0.01%
4,725
– –
SLYG icon
766
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.26B
$203K ﹤0.01%
3,150
+3,070
+3,838% +$189K
FCA icon
767
First Trust China AlphaDEX Fund
FCA
$32.9M
$202K ﹤0.01%
+7,510
New +$190K
IQDG icon
768
WisdomTree International Quality Dividend Growth Fund
IQDG
$727M
$202K ﹤0.01%
6,321
+1,957
+45% +$59.4K
KIE icon
769
State Street SPDR S&P Insurance ETF
KIE
$641M
$202K ﹤0.01%
5,711
+235
+4% +$8.21K
TTWO icon
770
Take-Two Interactive
TTWO
$44.9B
$202K ﹤0.01%
1,648
-215
-12% -$26.2K
KBWD icon
771
Invesco KBW High Dividend Yield Financial ETF
KBWD
$421M
$201K ﹤0.01%
+9,160
New +$195K
UITB icon
772
Victory Portfolios II VictoryShares Core Intermediate Bond ETF
UITB
$2.66B
$201K ﹤0.01%
+3,868
New +$201K
BG icon
773
Bunge Global
BG
$20.5B
$200K ﹤0.01%
3,484
+1,850
+113% +$102K
HPQ icon
774
HP
HPQ
$26.4B
$200K ﹤0.01%
9,731
-2,237
-19% -$42.4K
LAZ icon
775
Lazard
LAZ
$4.26B
$200K ﹤0.01%
5,003
+5,000
+166,667% +$189K
29 30
31
32 33

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.