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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUE icon
726
Nucor
NUE
$62.1B
$881K 0.01%
16,588
+11,734
+242% +$606K
SRE icon
727
Sempra
SRE
$54.8B
$874K 0.01%
13,734
-2,926
-18% -$188K
HLT icon
728
Hilton Worldwide
HLT
$71.5B
$873K 0.01%
7,853
+3,973
+102% +$394K
RWL icon
729
Invesco S&P 500 Revenue ETF
RWL
$9.9B
$872K 0.01%
14,013
+61
+0.4% +$3.59K
DSL
730
DoubleLine Income Solutions Fund
DSL
$1.24B
$871K 0.01%
52,553
+938
+2% +$15.2K
COO icon
731
Cooper Companies
COO
$14.5B
$864K 0.01%
9,516
+8,940
+1,552% +$767K
BNDX icon
732
Vanguard Total International Bond ETF
BNDX
$83.1B
$858K 0.01%
14,667
+598
+4% +$34.9K
FCX icon
733
Freeport-McMoran
FCX
$97.5B
$856K 0.01%
32,926
+10,552
+47% +$219K
HBAN icon
734
Huntington Bancshares
HBAN
$35.5B
$856K 0.01%
67,891
-129,261
-66% -$1.47M
HYD icon
735
VanEck High Yield Muni ETF
HYD
$4.4B
$849K 0.01%
13,802
+960
+7% +$58K
IUSV icon
736
iShares Core S&P US Value ETF
IUSV
$27.7B
$841K 0.01%
13,534
+1,168
+9% +$68.4K
MAXR
737
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
$838K 0.01%
21,747
+20,719
+2,015% +$609K
IGR
738
CBRE Global Real Estate Income Fund
IGR
$713M
$835K 0.01%
121,505
+18,891
+18% +$120K
RWK icon
739
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$834K 0.01%
11,731
-38
-0.3% -$2.43K
ETRN
740
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$832K 0.01%
103,483
+39,197
+61% +$313K
TRNO icon
741
Terreno Realty
TRNO
$7.49B
$830K 0.01%
14,200
– –
LGF.A
742
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$830K 0.01%
73,000
+21,300
+41% +$191K
MCK icon
743
McKesson
MCK
$101B
$821K 0.01%
4,729
+2,522
+114% +$420K
RWJ icon
744
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.1B
$819K 0.01%
30,312
-108
-0.4% -$2.6K
CIBR icon
745
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.3B
$817K 0.01%
18,421
-1,116
-6% -$42.6K
FAD icon
746
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$594M
$808K 0.01%
7,794
-146
-2% -$13.9K
ADRE
747
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$807K 0.01%
14,350
+2,900
+25% +$152K
KW
748
DELISTED
Kennedy-Wilson Holdings
KW
$805K 0.01%
45,027
-23,180
-34% -$363K
JPC icon
749
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$802K 0.01%
84,500
– –
RY icon
750
Royal Bank of Canada
RY
$293B
$801K 0.01%
9,769
+1,666
+21% +$129K
28 29
30
31 32

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.