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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
(+12%)
Cap. Flow
+$412M
Cap. Flow
% of AUM
3.86%
Top 10 Holdings %
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Reinsurance Group of America
RGA
|
+$121M |
| 2 |
Alibaba
BABA
|
+$73.2M |
| 3 |
Carrier Global
CARR
|
+$66.3M |
| 4 |
American Water Works
AWK
|
+$59.3M |
| 5 |
Martin Marietta Materials
MLM
|
+$47.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$116M |
| 2 |
Apple
AAPL
|
+$108M |
| 3 |
Walt Disney
DIS
|
+$106M |
| 4 |
Novartis
NVS
|
+$64.2M |
| 5 |
Amazon
AMZN
|
+$28.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.2% |
| 2 | Financials | 14.39% |
| 3 | Healthcare | 14.21% |
| 4 | Consumer Discretionary | 9.23% |
| 5 | Communication Services | 7.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
726
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.1B
| $604K | 0.01% |
30,420
+63
| +0.2% | +$1.26K |
|
727
Teleflex
TFX
$5.98B
| $603K | 0.01% |
1,773
+863
| +95% | +$320K |
|
728
Aramark
ARMK
$14.7B
| $601K | 0.01% |
31,471
+1,714
| +6% | +$30.6K |
|
|
CVGW
729
DELISTED
Calavo Growers
CVGW
| $596K | 0.01% |
+9,000
| New | +$565K |
|
730
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
| $594K | 0.01% |
5,710
| – | – |
|
731
PACCAR
PCAR
$70.1B
| $593K | 0.01% |
10,436
+3,279
| +46% | +$184K |
|
|
NBIS
732
Nebius Group N.V.
NBIS
$47.7B
| $591K | 0.01% |
+9,071
| New | +$541K |
|
|
AOD
733
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
| $587K | 0.01% |
74,024
+17,399
| +31% | +$139K |
|
734
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$784M
| $587K | 0.01% |
24,940
-850
| -3% | -$20K |
|
735
TAL Education Group
TAL
$6.87B
| $587K | 0.01% |
7,721
+2,471
| +47% | +$186K |
|
|
PCI
736
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
| $585K | 0.01% |
29,162
+1,796
| +7% | +$34.3K |
|
737
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
| $583K | 0.01% |
21,501
+2,634
| +14% | +$72.8K |
|
|
HDS
738
DELISTED
HD Supply Holdings, Inc.
HDS
| $580K | 0.01% |
14,065
+50
| +0.4% | +$1.91K |
|
739
National Grid
NGG
$81.3B
| $579K | 0.01% |
11,331
+7,257
| +178% | +$364K |
|
|
PDX
740
PIMCO Dynamic Income Strategy Fund
PDX
$965M
| $574K | 0.01% |
92,750
+66,500
| +253% | +$461K |
|
|
SNV
741
DELISTED
Synovus
SNV
| $569K | 0.01% |
26,880
-1,617
| -6% | -$33.7K |
|
742
C.H. Robinson
CHRW
$17.5B
| $568K | 0.01% |
5,566
+3,764
| +209% | +$353K |
|
743
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
| $568K | 0.01% |
6,767
-181
| -3% | -$14.9K |
|
744
Royal Bank of Canada
RY
$293B
| $568K | 0.01% |
8,103
+5,081
| +168% | +$365K |
|
745
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
| $567K | 0.01% |
5,245
+1,075
| +26% | +$116K |
|
746
Ciena
CIEN
$58.4B
| $564K | 0.01% |
14,212
+423
| +3% | +$22.3K |
|
747
PPG Industries
PPG
$26.6B
| $564K | 0.01% |
4,620
+2,567
| +125% | +$300K |
|
748
Fomento Económico Mexicano
FMX
$41.7B
| $563K | 0.01% |
10,027
+2,000
| +25% | +$117K |
|
749
CarMax
KMX
$8.26B
| $563K | 0.01% |
6,140
-39
| -0.6% | -$3.9K |
|
750
MP Materials
MP
$9.1B
| $563K | 0.01% |
+41,500
| New | +$524K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2020 Portfolio in Review
As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.
- Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
- Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
- Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
- Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
- Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
- Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.
Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.