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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$37.2B
AUM Growth
+$1.97B
Cap. Flow
-$16.7M
Cap. Flow %
-0.04%
Top 10 Hldgs %
22.34%
Holding
1,705
New
83
Increased
665
Reduced
811
Closed
97

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$142M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$80.9M
3
VT icon
Vanguard Total World Stock ETF
VT
+$62.6M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$61.6M
5
AZO icon
AutoZone
AZO
+$53.7M

Top Sells

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$166M
2
ORCL icon
Oracle
ORCL
+$152M
3
META icon
Meta Platforms (Facebook)
META
+$112M
4
LLY icon
Eli Lilly
LLY
+$42.7M
5
MLI icon
Mueller Industries
MLI
+$37.1M

Sector Composition

Rank Sector Weight
1 Technology 19.99%
2 Financials 10.33%
3 Healthcare 8.45%
4 Industrials 6.7%
5 Consumer Discretionary 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEA icon
701
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$5.05M 0.01%
421,491
-925,568
-69% -$10.8M
EMXC icon
702
iShares MSCI Emerging Markets ex China ETF
EMXC
$24.1B
$5.04M 0.01%
82,420
-15,902
-16% -$955K
SMMD icon
703
iShares Russell 2500 ETF
SMMD
$3.71B
$5.03M 0.01%
74,278
+536
+0.7% +$35K
PFM icon
704
Invesco Dividend Achievers ETF
PFM
$808M
$5.02M 0.01%
107,780
-511
-0.5% -$22.8K
VRP icon
705
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$5M 0.01%
204,453
-24,207
-11% -$585K
RACE icon
706
Ferrari
RACE
$72.5B
$5M 0.01%
10,641
-1,369
-11% -$614K
AJG icon
707
Arthur J. Gallagher & Co
AJG
$63.6B
$4.99M 0.01%
17,750
+2,819
+19% +$795K
CCJ icon
708
Cameco
CCJ
$42.4B
$4.98M 0.01%
104,370
+22,843
+28% +$996K
HIG icon
709
Hartford Financial Services
HIG
$39.3B
$4.89M 0.01%
41,624
+580
+1% +$63.6K
EVT icon
710
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$4.88M 0.01%
197,746
-882
-0.4% -$21.1K
YMAR icon
711
FT Vest International Equity Moderate Buffer ETF March
YMAR
$164M
$4.85M 0.01%
200,099
+11,802
+6% +$279K
VIOO icon
712
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.25B
$4.85M 0.01%
44,819
+495
+1% +$51.5K
USAC icon
713
USA Compression Partners
USAC
$3.74B
$4.85M 0.01%
211,521
+833
+0.4% +$18.9K
UL icon
714
Unilever
UL
$136B
$4.83M 0.01%
66,201
-3,059
-4% -$211K
ED icon
715
Consolidated Edison
ED
$39.9B
$4.81M 0.01%
46,251
-1,585
-3% -$157K
NUSC icon
716
Nuveen ESG Small-Cap ETF
NUSC
$1.33B
$4.79M 0.01%
111,733
-381
-0.3% -$15.7K
MINT icon
717
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$4.77M 0.01%
47,387
+2,555
+6% +$257K
SITE icon
718
SiteOne Landscape Supply
SITE
$4.53B
$4.77M 0.01%
+31,613
New +$4.33M
MGMT icon
719
Ballast Small/Mid Cap ETF
MGMT
$177M
$4.76M 0.01%
123,553
+1,865
+2% +$69.2K
DUHP icon
720
Dimensional US High Profitability ETF
DUHP
$12.7B
$4.75M 0.01%
139,479
+1,673
+1% +$54.8K
USRT icon
721
iShares Core US REIT ETF
USRT
$4.63B
$4.72M 0.01%
76,594
+721
+1% +$42.1K
TTD icon
722
Trade Desk
TTD
$6.49B
$4.7M 0.01%
42,836
+2,516
+6% +$251K
SAP icon
723
SAP
SAP
$238B
$4.69M 0.01%
20,520
+3,080
+18% +$655K
EPP icon
724
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
$4.67M 0.01%
95,713
+4,019
+4% +$180K
BE icon
725
Bloom Energy
BE
$64.6B
$4.66M 0.01%
441,554
-5,662
-1% -$67.2K
27 28
29
30 31

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Rockefeller Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Rockefeller Capital Management held 1,705 positions worth $37.2B, up 5.6% from $35.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management's Q3 2024 filing shows 83 new, 665 increased, 811 reduced and 97 closed positions. Its largest new stake was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M. The largest sale was Discover Financial Services, an estimated $166M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q3 2024 buy was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2024, an estimated $142M increase.
  • Rockefeller Capital Management's biggest Q3 2024 reduction was Discover Financial Services, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Atkore in Q3 2024, selling an estimated $32.1M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $37.2B portfolio in Q3 2024.
  • Rockefeller Capital Management opened 83 new positions and closed 97 in Q3 2024.
  • Rockefeller Capital Management's portfolio value rose 5.6% quarter-over-quarter to $37.2B.

Based on Rockefeller Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.