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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+12.45%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$29.9B
AUM Growth
+$4B
(+15%)
Cap. Flow
+$954M
Cap. Flow
% of AUM
3.19%
Top 10 Holdings %
Top 10 Hldgs %
20.45%
Holding
1,621
New
137
Increased
811
Reduced
550
Closed
89
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard S&P 500 ETF
VOO
|
+$74.4M |
| 2 |
Oracle
ORCL
|
+$57.4M |
| 3 |
AutoZone
AZO
|
+$40.8M |
| 4 |
Apple
AAPL
|
+$40.4M |
| 5 |
TransUnion
TRU
|
+$37.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
|
+$66M |
| 2 |
Meta Platforms (Facebook)
META
|
+$52.5M |
| 3 |
ATVI
Activision Blizzard
ATVI
|
+$47.8M |
| 4 |
TotalEnergies
TTE
|
+$37.7M |
| 5 |
S&P Global
SPGI
|
+$29.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20% |
| 2 | Financials | 11.4% |
| 3 | Healthcare | 9.14% |
| 4 | Consumer Discretionary | 6.39% |
| 5 | Industrials | 6.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
701
T. Rowe Price Dividend Growth ETF
TDVG
$1.45B
| $4.01M | 0.01% |
113,646
+66,276
| +140% | +$2.2M |
|
702
iShares Global Clean Energy ETF
ICLN
$2.4B
| $4.01M | 0.01% |
257,414
-551,023
| -68% | -$7.75M |
|
703
First Solar
FSLR
$26.9B
| $3.99M | 0.01% |
23,133
-1,577
| -6% | -$241K |
|
704
Cemex
CX
$16.3B
| $3.97M | 0.01% |
512,456
-3,720
| -0.7% | -$25.3K |
|
705
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.49B
| $3.97M | 0.01% |
29,315
-53
| -0.2% | -$6.53K |
|
706
Vanguard S&P 500 Growth ETF
VOOG
$27.2B
| $3.95M | 0.01% |
87,444
-2,790
| -3% | -$119K |
|
707
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.5B
| $3.92M | 0.01% |
60,207
-4,732
| -7% | -$292K |
|
708
AllianceBernstein
AB
$3.47B
| $3.88M | 0.01% |
125,172
-1,153
| -0.9% | -$33.9K |
|
709
Applied Industrial Technologies
AIT
$13.3B
| $3.88M | 0.01% |
22,454
+8,612
| +62% | +$1.39M |
|
710
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
| $3.88M | 0.01% |
174,266
+73,450
| +73% | +$1.52M |
|
711
Snap-on
SNA
$21.5B
| $3.88M | 0.01% |
13,422
-562
| -4% | -$152K |
|
712
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
| $3.84M | 0.01% |
38,460
-5,830
| -13% | -$583K |
|
713
Ballast Small/Mid Cap ETF
MGMT
$177M
| $3.83M | 0.01% |
103,373
+20,130
| +24% | +$692K |
|
714
LiveOne
LVO
$58.2M
| $3.82M | 0.01% |
+274,744
| New | +$2.91M |
|
715
Dow Inc
DOW
$21.2B
| $3.81M | 0.01% |
69,436
+11,762
| +20% | +$601K |
|
|
P
716
Everpure Inc
P
$29.9B
| $3.8M | 0.01% |
+106,564
| New | +$3.74M |
|
717
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
| $3.79M | 0.01% |
42,015
-1,142
| -3% | -$95.5K |
|
718
Estee Lauder
EL
$32B
| $3.76M | 0.01% |
25,718
-8,604
| -25% | -$1.14M |
|
719
Tenet Healthcare
THC
$21.1B
| $3.76M | 0.01% |
49,735
+5,339
| +12% | +$338K |
|
720
FT Vest US Equity Buffer ETF April
FAPR
$1.29B
| $3.7M | 0.01% |
105,898
-1,202
| -1% | -$40K |
|
721
Avantis US Large Cap Value ETF
AVLV
$18.1B
| $3.7M | 0.01% |
64,028
+1,620
| +3% | +$87.1K |
|
722
Kenvue
KVUE
$36.9B
| $3.65M | 0.01% |
169,518
+5,045
| +3% | +$101K |
|
723
FT Vest International Equity Moderate Buffer ETF March
YMAR
$164M
| $3.62M | 0.01% |
163,767
-9,942
| -6% | -$206K |
|
724
Teradyne
TER
$59.3B
| $3.6M | 0.01% |
33,218
-1,258
| -4% | -$119K |
|
725
Mueller Water Products
MWA
$4.16B
| $3.6M | 0.01% |
250,167
+1,223
| +0.5% | +$16.2K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q4 2023 Portfolio in Review
As of Q4 2023, Rockefeller Capital Management held 1,621 positions worth $29.9B, up 15% from $25.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $954M of net new capital in Q4 2023, opening 137 new positions and adding to 811 existing holdings. Its largest new stake was AutoZone: 15,722 shares worth $40.7M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $52.5M trimmed.
- Rockefeller Capital Management's largest Q4 2023 buy was AutoZone: 15,722 shares worth $40.7M.
- Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q4 2023, an estimated $74.4M increase.
- Rockefeller Capital Management's biggest Q4 2023 reduction was Meta Platforms (Facebook), cutting an estimated $52.5M.
- Rockefeller Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $66M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $29.9B portfolio in Q4 2023.
- Rockefeller Capital Management opened 137 new positions and closed 89 in Q4 2023.
- Rockefeller Capital Management's portfolio value rose 15% quarter-over-quarter to $29.9B.
Based on Rockefeller Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.