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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
(+7.2%)
Cap. Flow
+$1.55B
Cap. Flow
% of AUM
8.12%
Top 10 Holdings %
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Elanco Animal Health
ELAN
|
+$89.1M |
| 2 |
WEX
WEX
|
+$78.4M |
| 3 |
Blackrock
BLK
|
+$73.2M |
| 4 |
Vanguard S&P 500 ETF
VOO
|
+$71.9M |
| 5 |
OneMain Financial
OMF
|
+$45.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$63.6M |
| 2 |
Neurocrine Biosciences
NBIX
|
+$56.6M |
| 3 |
Agnico Eagle Mines
AEM
|
+$55.1M |
| 4 |
DFS
Discover Financial Services
DFS
|
+$36M |
| 5 |
ORBC
ORBCOMM, Inc.
ORBC
|
+$27.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.39% |
| 2 | Financials | 14.65% |
| 3 | Healthcare | 12.11% |
| 4 | Consumer Discretionary | 7.54% |
| 5 | Industrials | 6.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
701
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.24B
| $2.42M | 0.01% |
23,483
-5,296
| -18% | -$563K |
|
702
iShares Expanded Tech-Software Sector ETF
IGV
$14.5B
| $2.42M | 0.01% |
30,260
-1,850
| -6% | -$151K |
|
703
Middleby
MIDD
$6.08B
| $2.41M | 0.01% |
14,118
+55
| +0.4% | +$9.94K |
|
704
Vanguard ESG US Stock ETF
ESGV
$13.6B
| $2.4M | 0.01% |
29,993
+1,280
| +4% | +$105K |
|
705
iShares MSCI Intl Value Factor ETF
IVLU
$4.55B
| $2.4M | 0.01% |
93,195
+3,636
| +4% | +$94.2K |
|
706
SPDR Gold MiniShares Trust
GLDM
$29.5B
| $2.38M | 0.01% |
68,214
+4,746
| +7% | +$169K |
|
|
K
707
DELISTED
Kellanova
K
| $2.38M | 0.01% |
39,597
+2,804
| +8% | +$168K |
|
708
VanEck High Yield Muni ETF
HYD
$4.45B
| $2.37M | 0.01% |
37,877
+8,151
| +27% | +$517K |
|
709
Global Payments
GPN
$22.8B
| $2.36M | 0.01% |
15,007
-4,763
| -24% | -$827K |
|
710
Southern Company
SO
$107B
| $2.36M | 0.01% |
38,094
+3,361
| +10% | +$216K |
|
711
Zoom
ZM
$30.6B
| $2.36M | 0.01% |
9,029
+607
| +7% | +$205K |
|
712
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.38B
| $2.36M | 0.01% |
46,586
-95,689
| -67% | -$4.86M |
|
713
Vanguard International High Dividend Yield ETF
VYMI
$20.9B
| $2.35M | 0.01% |
35,547
-35,883
| -50% | -$2.43M |
|
|
AVLR
714
DELISTED
Avalara, Inc.
AVLR
| $2.34M | 0.01% |
13,418
+325
| +2% | +$55.9K |
|
715
Vulcan Materials
VMC
$36.9B
| $2.32M | 0.01% |
13,714
+609
| +5% | +$109K |
|
716
RadNet
RDNT
$5.69B
| $2.31M | 0.01% |
78,750
+10,250
| +15% | +$329K |
|
717
Dominion Energy
D
$59.3B
| $2.31M | 0.01% |
31,593
+5,280
| +20% | +$403K |
|
718
VanEck Biotech ETF
BBH
$422M
| $2.3M | 0.01% |
11,392
| – | – |
|
719
iShares MSCI ACWI ex US ETF
ACWX
$11.8B
| $2.27M | 0.01% |
40,932
-68
| -0.2% | -$3.87K |
|
720
ALPS Clean Energy ETF
ACES
$124M
| $2.26M | 0.01% |
34,221
-2,405
| -7% | -$169K |
|
721
TransDigm Group
TDG
$67.7B
| $2.26M | 0.01% |
3,617
-47
| -1% | -$29.4K |
|
722
MPLX
MPLX
$59.7B
| $2.25M | 0.01% |
79,182
-11,023
| -12% | -$312K |
|
723
Global X Autonomous & Electric Vehicles ETF
DRIV
$440M
| $2.23M | 0.01% |
81,451
+490
| +0.6% | +$13.8K |
|
724
State Street SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF
EEMX
$177M
| $2.22M | 0.01% |
59,500
| – | – |
|
725
DuPont de Nemours
DD
$19.2B
| $2.18M | 0.01% |
25,601
-14,130
| -36% | -$1.31M |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2021 Portfolio in Review
As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.
- Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
- Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
- Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
- Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
- Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
- Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.
Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.