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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEO
701
BNY Mellon Strategic Municipals
LEO
$387M
$328K ﹤0.01%
44,076
+44,000
+57,895% +$368K
RITM icon
702
Rithm Capital
RITM
$5.69B
$327K ﹤0.01%
65,260
-672
-1% -$9.74K
CIBR icon
703
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.3B
$325K ﹤0.01%
+12,599
New +$369K
IUSG icon
704
iShares Core S&P US Growth ETF
IUSG
$33.9B
$324K ﹤0.01%
5,684
-332
-6% -$21.9K
EES icon
705
WisdomTree US SmallCap Earnings Fund
EES
$731M
$323K ﹤0.01%
14,456
+13,118
+980% +$423K
FAD icon
706
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$594M
$322K ﹤0.01%
5,327
+2,896
+119% +$213K
MAS icon
707
Masco
MAS
$15.3B
$319K ﹤0.01%
9,240
+9,199
+22,437% +$402K
DRI icon
708
Darden Restaurants
DRI
$24.4B
$318K ﹤0.01%
5,834
+1,006
+21% +$97.9K
TWO
709
Two Harbors Investment
TWO
$1.27B
$316K ﹤0.01%
20,706
-1,250
-6% -$63.8K
HEDJ icon
710
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$314K ﹤0.01%
12,240
-13,348
-52% -$426K
MGM icon
711
MGM Resorts International
MGM
$11.2B
$314K ﹤0.01%
26,620
+1,507
+6% +$38.8K
CHDN icon
712
Churchill Downs
CHDN
$6.12B
$313K ﹤0.01%
+6,086
New +$392K
PINS icon
713
Pinterest
PINS
$13.4B
$309K ﹤0.01%
20,000
-1,000
-5% -$19.5K
FNCL icon
714
Fidelity MSCI Financials Index ETF
FNCL
$2.4B
$308K ﹤0.01%
10,500
– –
TERP
715
DELISTED
TerraForm Power, Inc
TERP
$308K ﹤0.01%
19,500
– –
ZEAL
716
DELISTED
Zealand Pharma A/S American Depositary Shares
ZEAL
$306K ﹤0.01%
8,876
-872
-9% -$30.4K
ESS icon
717
Essex Property Trust
ESS
$18.5B
$304K ﹤0.01%
1,380
+1,354
+5,208% +$389K
VCLT icon
718
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$302K ﹤0.01%
3,108
+1,090
+54% +$110K
MCHP icon
719
Microchip Technology
MCHP
$46B
$301K ﹤0.01%
8,876
-3,656
-29% -$172K
ED icon
720
Consolidated Edison
ED
$39.9B
$300K ﹤0.01%
3,847
+525
+16% +$46K
MMP
721
DELISTED
Magellan Midstream Partners, L.P.
MMP
$300K ﹤0.01%
8,215
-3,885
-32% -$209K
EPAM icon
722
EPAM Systems
EPAM
$5.03B
$299K ﹤0.01%
1,612
-56
-3% -$12.1K
SGEN
723
DELISTED
Seagen Inc. Common Stock
SGEN
$299K ﹤0.01%
+2,589
New +$287K
GPC icon
724
Genuine Parts
GPC
$18.7B
$298K ﹤0.01%
4,424
+3,164
+251% +$282K
CEZ
725
DELISTED
VictoryShares Emerging Market Volatility Wtd ETF
CEZ
$297K ﹤0.01%
15,662
+21
+0.1% +$500
27 28
29
30 31

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Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.