We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DV icon
676
DoubleVerify
DV
$2.03B
$9.52M 0.02%
831,774
-929,727
-53% -$10.3M
SKYY icon
677
First Trust Cloud Computing ETF
SKYY
$3.12B
$9.39M 0.02%
72,163
+6,430
+10% +$859K
RMCA
678
Rockefeller California Municipal Bond ETF
RMCA
$19.3M
$9.37M 0.02%
387,791
+136,768
+54% +$3.33M
ZION icon
679
Zions Bancorporation
ZION
$10.3B
$9.36M 0.02%
159,920
+1,830
+1% +$99.7K
USIG icon
680
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$9.33M 0.02%
180,133
+6,004
+3% +$313K
ESGD icon
681
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
$9.28M 0.02%
97,644
+19,292
+25% +$1.82M
MGMT icon
682
Ballast Small/Mid Cap ETF
MGMT
$177M
$9.28M 0.02%
209,289
+78,300
+60% +$3.42M
FDV icon
683
Federated Hermes US Strategic Dividend ETF
FDV
$886M
$9.27M 0.02%
324,110
+122,013
+60% +$3.49M
SCHB icon
684
Schwab US Broad Market ETF
SCHB
$44.9B
$9.23M 0.02%
352,073
-5,355
-1% -$139K
BUFY
685
FT Vest Laddered International Moderate Buffer ETF
BUFY
$153M
$9.21M 0.02%
+414,272
New +$9.07M
DXPE icon
686
DXP Enterprises
DXPE
$2.98B
$9.14M 0.02%
83,286
-42,064
-34% -$4.58M
GEHC icon
687
GE HealthCare
GEHC
$32.4B
$9.12M 0.02%
111,243
+78,043
+235% +$6.08M
SPYX icon
688
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.84B
$9.1M 0.02%
161,929
+4,432
+3% +$247K
TRV icon
689
Travelers Companies
TRV
$80.2B
$9.09M 0.02%
31,330
-642
-2% -$181K
OTF
690
Blue Owl Technology Finance Corp
OTF
$5.36B
$9.07M 0.02%
624,044
+159,060
+34% +$2.23M
OWL icon
691
Blue Owl Capital
OWL
$18.5B
$9.06M 0.02%
606,503
-323,102
-35% -$5.05M
A icon
692
Agilent Technologies
A
$41.2B
$9.05M 0.02%
66,495
-4,570
-6% -$657K
IGM icon
693
iShares Expanded Tech Sector ETF
IGM
$10.7B
$9.02M 0.02%
69,863
+6,799
+11% +$881K
VTIP icon
694
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$8.98M 0.02%
181,634
+9,586
+6% +$479K
MLM icon
695
Martin Marietta Materials
MLM
$33B
$8.96M 0.02%
14,382
+3,554
+33% +$2.21M
XAR icon
696
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.49B
$8.87M 0.02%
36,758
+20,334
+124% +$4.83M
CGCP icon
697
Capital Group Core Plus Income ETF
CGCP
$8.44B
$8.86M 0.02%
391,520
+360,334
+1,155% +$8.2M
PWV icon
698
Invesco Large Cap Value ETF
PWV
$1.72B
$8.85M 0.02%
133,117
-3,647
-3% -$239K
HCA icon
699
HCA Healthcare
HCA
$89.5B
$8.85M 0.02%
18,957
+2,876
+18% +$1.34M
FMAY icon
700
FT Vest US Equity Buffer ETF May
FMAY
$1.44B
$8.8M 0.02%
164,678
+42,895
+35% +$2.26M
26 27
28
29 30

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.