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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
(+7.2%)
Cap. Flow
+$1.55B
Cap. Flow
% of AUM
8.12%
Top 10 Holdings %
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Elanco Animal Health
ELAN
|
+$89.1M |
| 2 |
WEX
WEX
|
+$78.4M |
| 3 |
Blackrock
BLK
|
+$73.2M |
| 4 |
Vanguard S&P 500 ETF
VOO
|
+$71.9M |
| 5 |
OneMain Financial
OMF
|
+$45.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$63.6M |
| 2 |
Neurocrine Biosciences
NBIX
|
+$56.6M |
| 3 |
Agnico Eagle Mines
AEM
|
+$55.1M |
| 4 |
DFS
Discover Financial Services
DFS
|
+$36M |
| 5 |
ORBC
ORBCOMM, Inc.
ORBC
|
+$27.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.39% |
| 2 | Financials | 14.65% |
| 3 | Healthcare | 12.11% |
| 4 | Consumer Discretionary | 7.54% |
| 5 | Industrials | 6.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SCHW
676
Charles Schwab
SCHW
$187B
| $2.61M | 0.01% |
35,899
+314
| +0.9% | +$22.4K |
|
677
BHP
BHP
$230B
| $2.61M | 0.01% |
54,722
+5,256
| +11% | +$321K |
|
678
Pinterest
PINS
$13.4B
| $2.61M | 0.01% |
51,239
+15,313
| +43% | +$941K |
|
679
KeyCorp
KEY
$24.4B
| $2.61M | 0.01% |
120,695
-3,929
| -3% | -$79.4K |
|
680
T-Mobile US
TMUS
$190B
| $2.6M | 0.01% |
20,392
+417
| +2% | +$58.1K |
|
681
First Trust Technology AlphaDEX Fund
FXL
$2.79B
| $2.6M | 0.01% |
21,157
+17,120
| +424% | +$2.15M |
|
682
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
| $2.59M | 0.01% |
65,428
+400
| +0.6% | +$16.6K |
|
683
Sprott Physical Silver Trust
PSLV
$13.2B
| $2.58M | 0.01% |
335,966
+325,345
| +3,063% | +$2.77M |
|
684
iShares MSCI EAFE Value ETF
EFV
$29.4B
| $2.55M | 0.01% |
50,123
-2,222
| -4% | -$115K |
|
685
Dimensional US Core Equity 2 ETF
DFAC
$49.4B
| $2.54M | 0.01% |
95,835
+2,389
| +3% | +$64.9K |
|
|
KSU
686
DELISTED
Kansas City Southern
KSU
| $2.54M | 0.01% |
9,401
+670
| +8% | +$187K |
|
687
JB Hunt Transport Services
JBHT
$25.2B
| $2.53M | 0.01% |
15,160
-2,695
| -15% | -$460K |
|
688
BCE
BCE
$21.2B
| $2.53M | 0.01% |
50,485
+1,381
| +3% | +$69.9K |
|
689
Amplify Cybersecurity ETF
HACK
$2.9B
| $2.52M | 0.01% |
41,433
+222
| +0.5% | +$13.9K |
|
690
Quanta Services
PWR
$101B
| $2.51M | 0.01% |
22,084
-3,391
| -13% | -$340K |
|
|
PPLI
691
People Inc
PPLI
$3.1B
| $2.51M | 0.01% |
23,462
+783
| +3% | +$86.3K |
|
692
Ingersoll Rand
IR
$33.7B
| $2.5M | 0.01% |
49,681
+150
| +0.3% | +$7.63K |
|
693
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
| $2.5M | 0.01% |
34,098
+15,333
| +82% | +$1.15M |
|
694
Weyerhaeuser
WY
$18.4B
| $2.49M | 0.01% |
70,093
+63,461
| +957% | +$2.22M |
|
695
Sprott Physical Gold
PHYS
$15.7B
| $2.48M | 0.01% |
179,489
+31,000
| +21% | +$439K |
|
696
iShares MSCI Switzerland ETF
EWL
$2.23B
| $2.47M | 0.01% |
53,115
+3,600
| +7% | +$179K |
|
697
Steel Dynamics
STLD
$37.6B
| $2.45M | 0.01% |
41,931
+1,005
| +2% | +$64.2K |
|
698
Roku
ROKU
$22.7B
| $2.44M | 0.01% |
7,805
+532
| +7% | +$200K |
|
699
Sea Limited
SE
$69.5B
| $2.44M | 0.01% |
7,667
-8,098
| -51% | -$2.48M |
|
700
Vanguard Russell 3000 ETF
VTHR
$4.85B
| $2.43M | 0.01% |
12,292
+11,935
| +3,343% | +$2.43M |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2021 Portfolio in Review
As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.
- Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
- Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
- Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
- Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
- Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
- Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.
Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.