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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
(+12%)
Cap. Flow
+$412M
Cap. Flow
% of AUM
3.86%
Top 10 Holdings %
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Reinsurance Group of America
RGA
|
+$121M |
| 2 |
Alibaba
BABA
|
+$73.2M |
| 3 |
Carrier Global
CARR
|
+$66.3M |
| 4 |
American Water Works
AWK
|
+$59.3M |
| 5 |
Martin Marietta Materials
MLM
|
+$47.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$116M |
| 2 |
Apple
AAPL
|
+$108M |
| 3 |
Walt Disney
DIS
|
+$106M |
| 4 |
Novartis
NVS
|
+$64.2M |
| 5 |
Amazon
AMZN
|
+$28.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.2% |
| 2 | Financials | 14.39% |
| 3 | Healthcare | 14.21% |
| 4 | Consumer Discretionary | 9.23% |
| 5 | Communication Services | 7.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
676
Chipotle Mexican Grill
CMG
$41.5B
| $748K | 0.01% |
30,100
-950
| -3% | -$22.9K |
|
677
Ollie's Bargain Outlet
OLLI
$4.94B
| $744K | 0.01% |
8,528
-13
| -0.2% | -$1.27K |
|
678
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
| $744K | 0.01% |
16,651
-634
| -4% | -$28.1K |
|
679
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
| $735K | 0.01% |
67,556
+406
| +0.6% | +$4.51K |
|
680
Marriott International
MAR
$92.3B
| $734K | 0.01% |
7,934
+3,002
| +61% | +$283K |
|
681
Royce Value Trust
RVT
$2.3B
| $734K | 0.01% |
58,102
+8,003
| +16% | +$105K |
|
682
W.R. Berkley
WRB
$26.6B
| $731K | 0.01% |
26,960
+1,245
| +5% | +$34.1K |
|
683
Molina Healthcare
MOH
$10.3B
| $727K | 0.01% |
3,972
+168
| +4% | +$30.6K |
|
684
Cloudflare
NET
$107B
| $724K | 0.01% |
17,650
+2,805
| +19% | +$107K |
|
685
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
| $717K | 0.01% |
+84,500
| New | +$728K |
|
686
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
| $714K | 0.01% |
8,521
+3,039
| +55% | +$256K |
|
687
Allison Transmission
ALSN
$9.82B
| $702K | 0.01% |
20,011
| – | – |
|
688
Southern Company
SO
$107B
| $702K | 0.01% |
12,965
+552
| +4% | +$29.5K |
|
689
Brookfield Renewable
BEPC
$6.26B
| $700K | 0.01% |
+17,928
| New | +$601K |
|
690
United Airlines
UAL
$42.1B
| $699K | 0.01% |
20,177
-3,370
| -14% | -$117K |
|
|
FISV
691
Fiserv Inc
FISV
$27.9B
| $697K | 0.01% |
6,767
+2,807
| +71% | +$280K |
|
692
FMC
FMC
$1.33B
| $690K | 0.01% |
6,523
+3,846
| +144% | +$412K |
|
693
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$594M
| $683K | 0.01% |
7,940
+679
| +9% | +$56.8K |
|
694
Ingersoll Rand
IR
$33.7B
| $683K | 0.01% |
19,187
+3,539
| +23% | +$118K |
|
|
SIVB
695
DELISTED
SVB Financial Group
SIVB
| $682K | 0.01% |
2,835
+324
| +13% | +$76.2K |
|
696
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.3B
| $679K | 0.01% |
19,537
+5,871
| +43% | +$205K |
|
697
Outset Medical
OM
$90.8M
| $679K | 0.01% |
+906
| New | +$744K |
|
698
MPLX
MPLX
$59.7B
| $678K | 0.01% |
43,112
-7,125
| -14% | -$129K |
|
699
iShares Core S&P US Value ETF
IUSV
$27.7B
| $671K | 0.01% |
12,366
+2,511
| +25% | +$137K |
|
700
Bunge Global
BG
$20.8B
| $670K | 0.01% |
14,670
+11,018
| +302% | +$493K |
|
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NAMI
Rockefeller Capital Management's Q3 2020 Portfolio in Review
As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.
- Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
- Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
- Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
- Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
- Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
- Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.
Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.