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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUMC icon
676
Yum China
YUMC
$16.4B
$302K ﹤0.01%
6,299
+419
+7% +$18.6K
ED icon
677
Consolidated Edison
ED
$40B
$301K ﹤0.01%
3,322
+264
+9% +$23.6K
BOLD
678
DELISTED
Audentes Therapeutics, Inc
BOLD
$301K ﹤0.01%
5,030
– –
TERP
679
DELISTED
TerraForm Power, Inc
TERP
$300K ﹤0.01%
+19,500
New +$314K
GWPH
680
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$299K ﹤0.01%
2,864
-29
-1% -$3.25K
HBI
681
DELISTED
Hanesbrands
HBI
$297K ﹤0.01%
20,012
+7,062
+55% +$107K
LRGF icon
682
iShares US Equity Factor ETF
LRGF
$3.69B
$297K ﹤0.01%
+8,607
New +$286K
PCAR icon
683
PACCAR
PCAR
$71.6B
$294K ﹤0.01%
5,568
+2,055
+58% +$106K
SPLK
684
DELISTED
Splunk Inc
SPLK
$294K ﹤0.01%
1,966
+278
+16% +$36.5K
HSBC.PRA
685
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$294K ﹤0.01%
11,000
+4,000
+57% +$106K
PDBC icon
686
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.18B
$291K ﹤0.01%
+17,602
New +$283K
LNG icon
687
Cheniere Energy
LNG
$53.9B
$290K ﹤0.01%
4,752
+28
+0.6% +$1.72K
HES
688
DELISTED
Hess
HES
$288K ﹤0.01%
4,308
+267
+7% +$17.5K
SHOP icon
689
Shopify
SHOP
$160B
$288K ﹤0.01%
7,250
+7,100
+4,733% +$240K
WWE
690
DELISTED
World Wrestling Entertainment
WWE
$288K ﹤0.01%
+4,432
New +$280K
USNA icon
691
Usana Health Sciences
USNA
$421M
$287K ﹤0.01%
3,660
– –
SIVB
692
DELISTED
SVB Financial Group
SIVB
$287K ﹤0.01%
1,143
-309
-21% -$70.3K
ETY icon
693
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.34B
$285K ﹤0.01%
22,725
+804
+4% +$9.78K
LDP icon
694
Cohen & Steers Duration Preferred & Income Fund
LDP
$596M
$285K ﹤0.01%
10,873
+7,603
+233% +$198K
DXJ icon
695
WisdomTree Japan Hedged Equity Fund
DXJ
$7.2B
$282K ﹤0.01%
5,243
+4,252
+429% +$227K
PBFX
696
DELISTED
PBF LOGISTICS LP
PBFX
$281K ﹤0.01%
13,900
– –
JHEM icon
697
John Hancock Multifactor Emerging Markets ETF
JHEM
$1.02B
$277K ﹤0.01%
10,376
-1,468
-12% -$37.4K
TECD
698
DELISTED
Tech Data Corp
TECD
$277K ﹤0.01%
1,928
-115
-6% -$14.8K
BSCL
699
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$276K ﹤0.01%
12,976
-29
-0.2% -$616
GVIP icon
700
Goldman Sachs Hedge Industry VIP ETF
GVIP
$579M
$271K ﹤0.01%
+4,275
New +$253K
26 27
28
29 30

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.