We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDD icon
651
Pinduoduo
PDD
$131B
$3.72M 0.01%
37,945
+22,297
+142% +$1.92M
VOOG icon
652
Vanguard S&P 500 Growth ETF
VOOG
$27.2B
$3.71M 0.01%
90,234
-8,646
-9% -$368K
LH icon
653
Labcorp
LH
$25.9B
$3.68M 0.01%
18,286
-3,525
-16% -$744K
ADSK icon
654
Autodesk
ADSK
$52.6B
$3.67M 0.01%
17,752
+2,811
+19% +$591K
SPHQ icon
655
Invesco S&P 500 Quality ETF
SPHQ
$19.7B
$3.62M 0.01%
72,438
+1,574
+2% +$80.7K
FXI icon
656
iShares China Large-Cap ETF
FXI
$4.31B
$3.62M 0.01%
136,266
+1,126
+0.8% +$31.1K
BE icon
657
Bloom Energy
BE
$64.6B
$3.58M 0.01%
269,622
+141,615
+111% +$2.22M
SNA icon
658
Snap-on
SNA
$21.5B
$3.57M 0.01%
13,984
+597
+4% +$161K
RUM icon
659
RUM Group Inc
RUM
$1.76B
$3.56M 0.01%
+697,936
New +$5.21M
PWR icon
660
Quanta Services
PWR
$101B
$3.55M 0.01%
19,003
+2,957
+18% +$593K
PRF icon
661
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$3.54M 0.01%
111,121
-4,504
-4% -$149K
YMAR icon
662
FT Vest International Equity Moderate Buffer ETF March
YMAR
$164M
$3.53M 0.01%
+173,709
New +$3.65M
WELL icon
663
Welltower
WELL
$171B
$3.52M 0.01%
42,995
-14,377
-25% -$1.18M
FEX icon
664
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$3.5M 0.01%
43,157
-48,384
-53% -$4.09M
AIR icon
665
AAR Corp
AIR
$5.76B
$3.5M 0.01%
58,811
+2,000
+4% +$119K
GDV icon
666
Gabelli Dividend & Income Trust
GDV
$2.66B
$3.49M 0.01%
179,501
-3,591
-2% -$75.1K
ED icon
667
Consolidated Edison
ED
$39.9B
$3.47M 0.01%
40,522
-22,348
-36% -$2.04M
TER icon
668
Teradyne
TER
$59.3B
$3.46M 0.01%
34,476
+4,622
+15% +$487K
STEM icon
669
Stem
STEM
$52.7M
$3.46M 0.01%
40,815
+1,079
+3% +$123K
FAPR icon
670
FT Vest US Equity Buffer ETF April
FAPR
$1.29B
$3.46M 0.01%
107,100
+42
+0% +$1.38K
BMEZ icon
671
BlackRock Health Sciences Trust II
BMEZ
$998M
$3.45M 0.01%
239,707
+7,894
+3% +$123K
MPLX icon
672
MPLX
MPLX
$59.7B
$3.45M 0.01%
97,093
+14,560
+18% +$508K
VRP icon
673
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$3.45M 0.01%
154,134
+3,673
+2% +$82.7K
WBA
674
DELISTED
Walgreens Boots Alliance
WBA
$3.42M 0.01%
153,554
+22,178
+17% +$590K
COLB icon
675
Columbia Banking Systems
COLB
$8.84B
$3.4M 0.01%
167,700
+27,000
+19% +$563K
25 26
27
28 29

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.