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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
(+24%)
Cap. Flow
+$1B
Cap. Flow
% of AUM
7.59%
Top 10 Holdings %
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$120M |
| 2 |
Globe Life
GL
|
+$115M |
| 3 |
MPT
Medical Properties Trust
MPT
|
+$91.5M |
| 4 |
Arch Capital
ACGL
|
+$69.2M |
| 5 |
Amazon
AMZN
|
+$45.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Progressive
PGR
|
+$138M |
| 2 |
GSK
GSK
|
+$98.7M |
| 3 |
Crown Holdings
CCK
|
+$92.3M |
| 4 |
American Water Works
AWK
|
+$54M |
| 5 |
SolarEdge
SEDG
|
+$45.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.64% |
| 2 | Financials | 15.05% |
| 3 | Healthcare | 13.07% |
| 4 | Consumer Discretionary | 9.61% |
| 5 | Communication Services | 7.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
651
iShares US Telecommunications ETF
IYZ
$1.23B
| $1.18M | 0.01% |
39,013
-2,702
| -6% | -$78.1K |
|
652
Teladoc Health
TDOC
$1.3B
| $1.18M | 0.01% |
5,884
+1,781
| +43% | +$362K |
|
|
PRTY
653
DELISTED
Party City Holdco Inc.
PRTY
| $1.17M | 0.01% |
181,800
+161,800
| +809% | +$629K |
|
654
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.82B
| $1.17M | 0.01% |
18,660
+3,240
| +21% | +$192K |
|
655
Apollo Global Management
APO
$73.4B
| $1.17M | 0.01% |
23,796
+3,173
| +15% | +$142K |
|
656
Davis Select Financial ETF
DFNL
$491M
| $1.16M | 0.01% |
+48,618
| New | +$1.06M |
|
657
iShares Russell Top 200 Growth ETF
IWY
$16.6B
| $1.14M | 0.01% |
8,610
-877
| -9% | -$111K |
|
658
Guidewire Software
GWRE
$14.2B
| $1.14M | 0.01% |
8,869
+574
| +7% | +$65.5K |
|
659
RPM International
RPM
$15B
| $1.14M | 0.01% |
12,546
+753
| +6% | +$66.4K |
|
660
Waters Corp
WAT
$39.9B
| $1.14M | 0.01% |
4,601
+5
| +0.1% | +$1.13K |
|
661
Ingersoll Rand
IR
$33.7B
| $1.14M | 0.01% |
24,947
+5,760
| +30% | +$238K |
|
662
Ameriprise Financial
AMP
$48.8B
| $1.13M | 0.01% |
5,839
+99
| +2% | +$17.7K |
|
663
iShares MSCI ACWI ex US ETF
ACWX
$11.9B
| $1.13M | 0.01% |
21,331
-7,767
| -27% | -$385K |
|
664
ProShares DJ Brookfield Global Infrastructure ETF
TOLZ
$174M
| $1.12M | 0.01% |
27,300
-358
| -1% | -$14.5K |
|
665
iShares Global Clean Energy ETF
ICLN
$2.1B
| $1.12M | 0.01% |
39,636
+20,380
| +106% | +$458K |
|
666
Enbridge
ENB
$112B
| $1.12M | 0.01% |
34,933
-3,353
| -9% | -$102K |
|
|
WORK
667
DELISTED
Slack Technologies, Inc.
WORK
| $1.11M | 0.01% |
26,375
-1,832
| -6% | -$61.9K |
|
668
Lamar Advertising Co
LAMR
$16.3B
| $1.11M | 0.01% |
13,392
+122
| +0.9% | +$9.12K |
|
669
O'Reilly Automotive
ORLY
$76.3B
| $1.1M | 0.01% |
36,540
+4,860
| +15% | +$147K |
|
670
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.95B
| $1.1M | 0.01% |
53,921
+556
| +1% | +$11K |
|
671
Delta Air Lines
DAL
$60.1B
| $1.09M | 0.01% |
27,215
+7,382
| +37% | +$268K |
|
672
FIVE9
FIVN
$2.54B
| $1.09M | 0.01% |
6,244
+6,095
| +4,091% | +$927K |
|
|
EVV
673
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
| $1.08M | 0.01% |
86,480
+5,805
| +7% | +$69.9K |
|
674
Allstate
ALL
$67.5B
| $1.08M | 0.01% |
9,835
-376
| -4% | -$37K |
|
675
ARK Genomic Revolution ETF
ARKG
$1.73B
| $1.07M | 0.01% |
11,537
+4,248
| +58% | +$338K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q4 2020 Portfolio in Review
As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.
- Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
- Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
- Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
- Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
- Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
- Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
- Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.
Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.