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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IUSV icon
651
iShares Core S&P US Value ETF
IUSV
$27.7B
$405K 0.01%
8,770
-383
-4% -$22K
CACI icon
652
CACI
CACI
$14.2B
$402K 0.01%
1,904
+1,788
+1,541% +$444K
VMW
653
DELISTED
VMware, Inc
VMW
$402K 0.01%
3,320
+128
+4% +$17.6K
CTSH icon
654
Cognizant
CTSH
$26B
$400K 0.01%
8,603
+785
+10% +$46.8K
BLV icon
655
Vanguard Long-Term Bond ETF
BLV
$5.75B
$398K 0.01%
3,730
-718
-16% -$75K
CMG icon
656
Chipotle Mexican Grill
CMG
$41.5B
$398K 0.01%
30,400
+25,800
+561% +$408K
HDS
657
DELISTED
HD Supply Holdings, Inc.
HDS
$398K 0.01%
14,015
+116
+0.8% +$4.33K
PPLT
658
abrdn Physical Platinum Shares ETF
PPLT
$2.02B
$397K 0.01%
+58,500
New +$494K
EWL icon
659
iShares MSCI Switzerland ETF
EWL
$2.23B
$396K 0.01%
11,191
-7,551
-40% -$293K
RPM icon
660
RPM International
RPM
$15B
$396K 0.01%
6,650
+6,389
+2,448% +$440K
BL icon
661
BlackLine
BL
$1.72B
$395K 0.01%
7,500
– –
DMO
662
Western Asset Mortgage Opportunity Fund
DMO
$120M
$387K 0.01%
30,200
+3,048
+11% +$58.2K
EFZ icon
663
ProShares Trust Short MSCI EAFE
EFZ
$9.98M
$387K 0.01%
6,496
– –
IR icon
664
Ingersoll Rand
IR
$33.7B
$385K 0.01%
15,531
+15,353
+8,625% +$488K
DIM icon
665
WisdomTree International MidCap Dividend Fund
DIM
$170M
$383K 0.01%
+8,183
New +$479K
WU icon
666
Western Union
WU
$2.21B
$381K 0.01%
20,988
-2,107
-9% -$51.7K
MHK icon
667
Mohawk Industries
MHK
$9.22B
$380K 0.01%
4,982
+137
+3% +$16.2K
IYF icon
668
iShares US Financials ETF
IYF
$4.61B
$377K ﹤0.01%
7,750
+5,244
+209% +$332K
RSPT icon
669
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
$377K ﹤0.01%
+23,650
New +$447K
RSPH icon
670
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$784M
$376K ﹤0.01%
+19,860
New +$421K
ADRE
671
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$374K ﹤0.01%
+11,200
New +$454K
WELL icon
672
Welltower
WELL
$171B
$373K ﹤0.01%
8,158
+6,271
+332% +$463K
DON icon
673
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$372K ﹤0.01%
15,390
+13,783
+858% +$464K
NOMD icon
674
Nomad Foods
NOMD
$1.68B
$371K ﹤0.01%
20,000
-10,000
-33% -$195K
GH icon
675
Guardant Health
GH
$22.6B
$369K ﹤0.01%
5,301
+3,439
+185% +$264K
25 26
27
28 29

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Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.