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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VPL icon
626
Vanguard FTSE Pacific ETF
VPL
$8.43B
$3.99M 0.02%
59,679
+236
+0.4% +$16.4K
MOS icon
627
The Mosaic Company
MOS
$7.33B
$3.99M 0.02%
112,091
-4,065
-3% -$156K
USRT icon
628
iShares Core US REIT ETF
USRT
$4.63B
$3.99M 0.02%
84,549
+4,433
+6% +$227K
NXPI icon
629
NXP Semiconductors
NXPI
$60.4B
$3.97M 0.02%
19,861
+1,197
+6% +$248K
KMB icon
630
Kimberly-Clark
KMB
$36.5B
$3.93M 0.02%
32,530
-548
-2% -$70.8K
IBKR icon
631
Interactive Brokers
IBKR
$39.8B
$3.93M 0.02%
181,568
-269,436
-60% -$5.99M
CSQ icon
632
Calamos Strategic Total Return Fund
CSQ
$3.35B
$3.92M 0.02%
278,568
+2,372
+0.9% +$34.9K
ITOT icon
633
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$3.9M 0.02%
41,389
+2,207
+6% +$217K
ACWV icon
634
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$3.9M 0.02%
40,854
+319
+0.8% +$31.2K
BIV icon
635
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$3.9M 0.02%
53,886
-98,608
-65% -$7.29M
KEY icon
636
KeyCorp
KEY
$24.4B
$3.89M 0.02%
361,348
-12,597
-3% -$139K
SPYG icon
637
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.5B
$3.85M 0.01%
64,939
+12,420
+24% +$761K
AB icon
638
AllianceBernstein
AB
$3.47B
$3.83M 0.01%
126,325
+111,871
+774% +$3.55M
IQLT icon
639
iShares MSCI Intl Quality Factor ETF
IQLT
$14.2B
$3.83M 0.01%
113,955
-22,448
-16% -$788K
SGOV icon
640
iShares 0-3 Month Treasury Bond ETF
SGOV
$100B
$3.82M 0.01%
37,961
+6,307
+20% +$634K
DUHP icon
641
Dimensional US High Profitability ETF
DUHP
$12.7B
$3.81M 0.01%
148,477
+1,397
+0.9% +$37.3K
MCO icon
642
Moody's
MCO
$82.7B
$3.81M 0.01%
12,063
+60
+0.5% +$20.4K
INMD icon
643
InMode
INMD
$880M
$3.8M 0.01%
124,760
+3,110
+3% +$122K
PZA icon
644
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$3.8M 0.01%
171,444
-58,454
-25% -$1.35M
FPEI icon
645
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.94B
$3.78M 0.01%
224,012
+27,241
+14% +$465K
MTZ icon
646
MasTec
MTZ
$21.9B
$3.77M 0.01%
52,366
+11,149
+27% +$1.11M
OEF icon
647
iShares S&P 100 ETF
OEF
$20.6B
$3.76M 0.01%
18,737
+607
+3% +$126K
RDIV icon
648
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.38B
$3.76M 0.01%
101,067
+1,867
+2% +$73.9K
EXE
649
Expand Energy Corp
EXE
$21.5B
$3.76M 0.01%
43,562
-3,205
-7% -$272K
LTHM
650
DELISTED
Livent Corporation
LTHM
$3.75M 0.01%
203,688
+101,443
+99% +$2.32M
24 25
26
27 28

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.