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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSGS icon
626
Madison Square Garden
MSGS
$9.51B
$204K ﹤0.01%
1,087
– –
ROUS icon
627
Hartford Multifactor US Equity ETF
ROUS
$719M
$204K ﹤0.01%
6,329
+31
+0.5% +$984
AAP icon
628
Advance Auto Parts
AAP
$3.55B
$203K ﹤0.01%
1,230
+272
+28% +$40.9K
LBTYK icon
629
Liberty Global Class C
LBTYK
$3.6B
$199K ﹤0.01%
8,380
+703
+9% +$18.3K
SPLK
630
DELISTED
Splunk Inc
SPLK
$199K ﹤0.01%
1,688
+152
+10% +$19K
HBI
631
DELISTED
Hanesbrands
HBI
$198K ﹤0.01%
12,950
+12,490
+2,715% +$190K
SHLX
632
DELISTED
Shell Midstream Partners, L.P.
SHLX
$198K ﹤0.01%
9,705
+133
+1% +$2.74K
LII icon
633
Lennox International
LII
$15.4B
$197K ﹤0.01%
810
– –
EQIX icon
634
Equinix
EQIX
$104B
$196K ﹤0.01%
339
+19
+6% +$10.2K
EWD icon
635
iShares MSCI Sweden ETF
EWD
$594M
$196K ﹤0.01%
6,664
-1,831
-22% -$53.8K
GPN icon
636
Global Payments
GPN
$24.1B
$196K ﹤0.01%
1,234
+605
+96% +$98.7K
ACWX icon
637
iShares MSCI ACWI ex US ETF
ACWX
$11.7B
$195K ﹤0.01%
4,229
– –
TXT icon
638
Textron
TXT
$15.3B
$195K ﹤0.01%
3,978
+3,230
+432% +$158K
KIE icon
639
State Street SPDR S&P Insurance ETF
KIE
$641M
$193K ﹤0.01%
5,476
+849
+18% +$29.2K
ONC
640
BeOne Medicines Ltd
ONC
$33.5B
$193K ﹤0.01%
1,574
-234,680
-99% -$31.2M
AMD icon
641
Advanced Micro Devices
AMD
$846B
$191K ﹤0.01%
6,593
+3,734
+131% +$117K
F icon
642
Ford
F
$56.8B
$191K ﹤0.01%
20,835
+13,380
+179% +$127K
EIX icon
643
Edison International
EIX
$27.2B
$189K ﹤0.01%
2,510
+2,286
+1,021% +$165K
MRO
644
DELISTED
Marathon Oil Corporation
MRO
$188K ﹤0.01%
15,294
+13,306
+669% +$172K
IGR
645
CBRE Global Real Estate Income Fund
IGR
$709M
$187K ﹤0.01%
23,594
– –
ROBO icon
646
ROBO Global Robotics & Automation Index ETF
ROBO
$2.1B
$186K ﹤0.01%
+4,860
New +$184K
KBE icon
647
State Street SPDR S&P Bank ETF
KBE
$1.69B
$185K ﹤0.01%
+4,295
New +$183K
VEEV icon
648
Veeva Systems
VEEV
$34.4B
$184K ﹤0.01%
1,200
-51
-4% -$8.18K
HSBC.PRA
649
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$184K ﹤0.01%
7,000
– –
IHI icon
650
iShares US Medical Devices ETF
IHI
$3.36B
$182K ﹤0.01%
+4,410
New +$181K
24 25
26
27 28

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.