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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
(+0.43%)
Cap. Flow
+$958M
Cap. Flow
% of AUM
3.7%
Top 10 Holdings %
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Oracle
ORCL
|
+$127M |
| 2 |
Colgate-Palmolive
CL
|
+$126M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$72.1M |
| 4 |
Vanguard Total World Stock ETF
VT
|
+$63.3M |
| 5 |
AT&T
T
|
+$61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BioMarin Pharmaceuticals
BMRN
|
+$33.2M |
| 2 |
Carrier Global
CARR
|
+$29.6M |
| 3 |
RTX Corp
RTX
|
+$28.3M |
| 4 |
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
|
+$23.6M |
| 5 |
ABB
ABB Ltd
ABB
|
+$23.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.9% |
| 2 | Financials | 11.31% |
| 3 | Healthcare | 9.56% |
| 4 | Consumer Discretionary | 6.09% |
| 5 | Industrials | 5.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
| $4.44M | 0.02% |
44,290
-18,999
| -30% | -$1.9M |
|
602
Hershey
HSY
$36.6B
| $4.43M | 0.02% |
22,146
-27,567
| -55% | -$6.17M |
|
603
FT Vest US Equity Buffer ETF May
FMAY
$1.44B
| $4.41M | 0.02% |
115,112
-2,735
| -2% | -$107K |
|
|
CMA
604
DELISTED
Comerica
CMA
| $4.4M | 0.02% |
105,783
+99,974
| +1,721% | +$4.74M |
|
605
Global X Copper Miners ETF NEW
COPX
$8.16B
| $4.38M | 0.02% |
120,196
-1,980
| -2% | -$75.5K |
|
606
Harley-Davidson
HOG
$2.71B
| $4.35M | 0.02% |
+131,594
| New | +$4.58M |
|
607
Burlington
BURL
$23.2B
| $4.35M | 0.02% |
+32,139
| New | +$5.16M |
|
608
Aptiv
APTV
$10.3B
| $4.32M | 0.02% |
43,848
+11,092
| +34% | +$1.15M |
|
609
State Street SPDR MSCI EAFE Fossil Fuel Reserves Free ETF
EFAX
$518M
| $4.28M | 0.02% |
120,700
| – | – |
|
610
Nuveen Quality Municipal Income Fund
NAD
$2.78B
| $4.27M | 0.02% |
420,981
+12,388
| +3% | +$135K |
|
|
X
611
DELISTED
US Steel
X
| $4.27M | 0.02% |
131,365
+119,782
| +1,034% | +$3.36M |
|
612
Vanguard Total International Bond ETF
BNDX
$82.2B
| $4.25M | 0.02% |
88,875
+6,482
| +8% | +$314K |
|
613
Brookfield Infrastructure Partners
BIP
$18B
| $4.2M | 0.02% |
142,791
+1,710
| +1% | +$56.6K |
|
614
Jabil
JBL
$35.8B
| $4.19M | 0.02% |
33,034
-416
| -1% | -$45.5K |
|
615
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.82B
| $4.17M | 0.02% |
124,696
-14,343
| -10% | -$497K |
|
616
Lamb Weston
LW
$7.19B
| $4.13M | 0.02% |
44,722
-21,575
| -33% | -$2.19M |
|
617
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
| $4.13M | 0.02% |
72,222
+2,017
| +3% | +$117K |
|
618
Trane Technologies
TT
$106B
| $4.12M | 0.02% |
20,312
+677
| +3% | +$136K |
|
619
Blackstone Secured Lending
BXSL
$5.72B
| $4.1M | 0.02% |
149,682
+40,435
| +37% | +$1.12M |
|
|
ETX
620
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
| $4.08M | 0.02% |
240,630
+153,173
| +175% | +$2.65M |
|
621
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.38B
| $4.06M | 0.02% |
85,934
+32,863
| +62% | +$1.56M |
|
622
Invesco Dividend Achievers ETF
PFM
$808M
| $4.04M | 0.02% |
110,459
+2,776
| +3% | +$106K |
|
623
Microchip Technology
MCHP
$46B
| $4.03M | 0.02% |
51,655
-39,776
| -44% | -$3.33M |
|
624
AeroVironment
AVAV
$9.45B
| $4M | 0.02% |
35,828
+5,190
| +17% | +$523K |
|
625
First Solar
FSLR
$26.9B
| $3.99M | 0.02% |
24,710
-1,774
| -7% | -$331K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2023 Portfolio in Review
As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.
- Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
- Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
- Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
- Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
- Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
- Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.
Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.