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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
(+2.8%)
Cap. Flow
-$983M
Cap. Flow
% of AUM
-4.94%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AerCap
AER
|
+$54M |
| 2 |
JPMorgan Chase
JPM
|
+$45.5M |
| 3 |
American Express
AXP
|
+$44.9M |
| 4 |
Meta Platforms (Facebook)
META
|
+$42.9M |
| 5 |
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
|
+$39.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Medtronic
MDT
|
+$94.1M |
| 2 |
Reinsurance Group of America
RGA
|
+$89.9M |
| 3 |
Netflix
NFLX
|
+$81M |
| 4 |
Eli Lilly
LLY
|
+$76.3M |
| 5 |
Globe Life
GL
|
+$72.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.17% |
| 2 | Financials | 13.41% |
| 3 | Healthcare | 10.42% |
| 4 | Industrials | 6.36% |
| 5 | Consumer Discretionary | 5.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
VanEck Intermediate Muni ETF
ITM
$2.15B
| $3.51M | 0.02% |
76,893
+6,241
| +9% | +$279K |
|
602
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
| $3.47M | 0.02% |
319,219
-67,848
| -18% | -$779K |
|
603
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.38B
| $3.45M | 0.02% |
72,774
+38,500
| +112% | +$1.82M |
|
604
Ambev
ABEV
$46.4B
| $3.44M | 0.02% |
1,266,348
+9,200
| +0.7% | +$26.8K |
|
605
HCA Healthcare
HCA
$89.5B
| $3.44M | 0.02% |
14,357
+1,999
| +16% | +$448K |
|
606
DuPont de Nemours
DD
$19.2B
| $3.43M | 0.02% |
39,884
+12,526
| +46% | +$1M |
|
607
RadNet
RDNT
$5.69B
| $3.36M | 0.02% |
178,517
-3,000
| -2% | -$56.1K |
|
608
Calamos Strategic Total Return Fund
CSQ
$3.35B
| $3.35M | 0.02% |
250,026
+6,830
| +3% | +$92.3K |
|
609
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
| $3.33M | 0.02% |
107,255
-1,345
| -1% | -$41.4K |
|
610
SolarEdge
SEDG
$1.95B
| $3.31M | 0.02% |
11,706
-1,552
| -12% | -$412K |
|
611
CRISPR Therapeutics
CRSP
$5.17B
| $3.28M | 0.02% |
80,766
-14,666
| -15% | -$778K |
|
612
TransDigm Group
TDG
$67.7B
| $3.27M | 0.02% |
5,188
+1,368
| +36% | +$806K |
|
613
Littelfuse
LFUS
$11.6B
| $3.23M | 0.02% |
14,692
-121,764
| -89% | -$27.2M |
|
614
Merit Medical Systems
MMSI
$5.32B
| $3.23M | 0.02% |
45,774
-544,657
| -92% | -$36.4M |
|
615
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.84B
| $3.23M | 0.02% |
103,695
+33
| +0% | +$1.03K |
|
616
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
| $3.22M | 0.02% |
49,639
-13,001
| -21% | -$843K |
|
617
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.3B
| $3.15M | 0.02% |
213,462
-379,663
| -64% | -$6.33M |
|
618
Illumina
ILMN
$28.4B
| $3.14M | 0.02% |
15,973
-28,801
| -64% | -$5.97M |
|
619
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
| $3.12M | 0.02% |
55,326
-36,258
| -40% | -$1.95M |
|
620
First Trust Materials AlphaDEX Fund
FXZ
$398M
| $3.1M | 0.02% |
51,098
-4,407
| -8% | -$264K |
|
621
iShares S&P 100 ETF
OEF
$20.6B
| $3.08M | 0.02% |
18,090
-2,334
| -11% | -$403K |
|
622
Spotify
SPOT
$100B
| $3.08M | 0.02% |
39,082
+623
| +2% | +$50.2K |
|
623
Suncor Energy
SU
$70.3B
| $3.04M | 0.02% |
96,007
-795
| -0.8% | -$26.1K |
|
624
Ballast Small/Mid Cap ETF
MGMT
$177M
| $3.04M | 0.02% |
95,751
+6,216
| +7% | +$197K |
|
625
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
| $3.03M | 0.02% |
73,363
-16,907
| -19% | -$674K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q4 2022 Portfolio in Review
As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.
- Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
- Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
- Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
- Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
- Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
- Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.
Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.