We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLV icon
601
Vanguard Long-Term Bond ETF
BLV
$5.76B
$446K 0.01%
+4,448
New +$451K
CINF icon
602
Cincinnati Financial
CINF
$27.6B
$446K 0.01%
4,238
+1,302
+44% +$142K
FTCS icon
603
First Trust Capital Strength ETF
FTCS
$7.92B
$446K 0.01%
+7,392
New +$431K
LHX icon
604
L3Harris
LHX
$53.1B
$446K 0.01%
2,255
+237
+12% +$47.5K
RY icon
605
Royal Bank of Canada
RY
$290B
$446K 0.01%
5,633
+2,653
+89% +$214K
PDI icon
606
PIMCO Dynamic Income Fund
PDI
$7.45B
$444K 0.01%
+13,701
New +$452K
AKAM icon
607
Akamai
AKAM
$17.9B
$443K 0.01%
5,128
+693
+16% +$60.6K
ACWX icon
608
iShares MSCI ACWI ex US ETF
ACWX
$11.7B
$438K 0.01%
8,911
+4,682
+111% +$223K
IEF icon
609
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$433K 0.01%
3,930
+65
+2% +$7.25K
MVF
610
DELISTED
BlackRock MuniVest Fund
MVF
$433K 0.01%
47,525
+44,525
+1,484% +$404K
SBRA icon
611
Sabra Healthcare REIT
SBRA
$5.21B
$431K 0.01%
20,177
+20,000
+11,299% +$448K
STT icon
612
State Street
STT
$50.9B
$430K 0.01%
5,442
+2,857
+111% +$201K
JBHT icon
613
JB Hunt Transport Services
JBHT
$25.8B
$429K 0.01%
3,673
-51
-1% -$5.86K
SHY icon
614
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$428K 0.01%
5,052
+2,208
+78% +$187K
JCI icon
615
Johnson Controls International
JCI
$93.1B
$420K 0.01%
10,310
-15,592
-60% -$658K
FTSL icon
616
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$415K 0.01%
8,663
+5,294
+157% +$251K
HYG icon
617
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$415K 0.01%
4,722
+519
+12% +$45.2K
CEZ
618
DELISTED
VictoryShares Emerging Market Volatility Wtd ETF
CEZ
$415K 0.01%
15,641
+49
+0.3% +$1.24K
IUSG icon
619
iShares Core S&P US Growth ETF
IUSG
$33.5B
$407K 0.01%
6,016
+1,987
+49% +$129K
SCHO icon
620
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$406K 0.01%
16,084
+546
+4% +$13.8K
SH icon
621
ProShares Short S&P500
SH
$897M
$402K 0.01%
4,185
-2,047
-33% -$207K
FXI icon
622
iShares China Large-Cap ETF
FXI
$4.33B
$401K 0.01%
9,202
+102
+1% +$4.25K
CSB icon
623
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$274M
$398K 0.01%
8,470
+1,968
+30% +$90K
CFG icon
624
Citizens Financial Group
CFG
$31.1B
$396K ﹤0.01%
9,742
+167
+2% +$6.25K
ISRG icon
625
Intuitive Surgical
ISRG
$130B
$392K ﹤0.01%
1,992
+645
+48% +$121K
23 24
25
26 27

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
Fifth Third Bancorp
Fifth Third Bancorp Cincinnati, Ohio $54.7B AUM 26.51% 1-Year Est. Return
Universal-Beteiligungs- und Servicegesellschaft
Universal-Beteiligungs- und Servicegesellschaft Frankfurt Am Main, Germany $58.1B AUM 27.19% 1-Year Est. Return

Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.