We are live on
!
Find out more
Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
(+2.8%)
Cap. Flow
+$1.7B
Cap. Flow
% of AUM
8.78%
Top 10 Holdings %
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Intercontinental Exchange
ICE
|
+$87.6M |
| 2 |
Apple
AAPL
|
+$63M |
| 3 |
Amazon
AMZN
|
+$62.7M |
| 4 |
TransUnion
TRU
|
+$56.5M |
| 5 |
Kinder Morgan
KMI
|
+$55.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Solar
FSLR
|
+$79.5M |
| 2 |
Meta Platforms (Facebook)
META
|
+$74.7M |
| 3 |
Elanco Animal Health
ELAN
|
+$59.3M |
| 4 |
WEX
WEX
|
+$50.8M |
| 5 |
Globe Life
GL
|
+$27.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.31% |
| 2 | Financials | 14.01% |
| 3 | Healthcare | 11.97% |
| 4 | Consumer Discretionary | 6.61% |
| 5 | Industrials | 5.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
576
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
| $4.18M | 0.02% |
71,445
-1,917
| -3% | -$127K |
|
577
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
| $4.17M | 0.02% |
189,075
-15,690
| -8% | -$368K |
|
578
Schwab US Mid-Cap ETF
SCHM
$15.1B
| $4.17M | 0.02% |
206,775
+187,356
| +965% | +$4.18M |
|
579
Royalty Pharma
RPRX
$25.3B
| $4.15M | 0.02% |
103,260
+3,373
| +3% | +$144K |
|
580
Vanguard Materials ETF
VAW
$3.13B
| $4.12M | 0.02% |
27,766
-170
| -0.6% | -$28K |
|
|
AZPN
581
DELISTED
Aspen Technology Inc
AZPN
| $4.12M | 0.02% |
17,301
+7,346
| +74% | +$1.53M |
|
582
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.2B
| $4.11M | 0.02% |
137,433
-2,255
| -2% | -$84.1K |
|
583
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
| $4.11M | 0.02% |
69,211
+43,530
| +170% | +$2.59M |
|
584
Vanguard FTSE Europe ETF
VGK
$31.4B
| $4.05M | 0.02% |
87,816
+2,068
| +2% | +$108K |
|
585
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
| $4.04M | 0.02% |
117,290
+8,074
| +7% | +$306K |
|
|
DO
586
DELISTED
Diamond Offshore Drilling, Inc.
DO
| $4.03M | 0.02% |
+608,469
| New | +$4.1M |
|
587
McKesson
MCK
$101B
| $4M | 0.02% |
11,761
-27,137
| -70% | -$9.42M |
|
588
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
| $3.98M | 0.02% |
106,168
-33,103
| -24% | -$1.38M |
|
589
iShares MSCI United Kingdom ETF
EWU
$4.16B
| $3.96M | 0.02% |
150,922
-96,991
| -39% | -$2.85M |
|
590
Tractor Supply
TSCO
$18B
| $3.91M | 0.02% |
105,310
-5,790
| -5% | -$225K |
|
591
A.O. Smith
AOS
$8.7B
| $3.85M | 0.02% |
79,342
+3,309
| +4% | +$190K |
|
592
M&T Bank
MTB
$36.2B
| $3.83M | 0.02% |
21,716
+303
| +1% | +$53.6K |
|
593
KeyCorp
KEY
$24.4B
| $3.83M | 0.02% |
238,766
+146,475
| +159% | +$2.62M |
|
594
MPLX
MPLX
$59.7B
| $3.79M | 0.02% |
126,465
+13,318
| +12% | +$419K |
|
595
Clearway Energy Class C
CWEN
$6.7B
| $3.76M | 0.02% |
118,099
+17,514
| +17% | +$645K |
|
596
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
| $3.76M | 0.02% |
62,640
-21,696
| -26% | -$1.46M |
|
597
Pentair
PNR
$11B
| $3.74M | 0.02% |
92,149
+696
| +0.8% | +$32.3K |
|
598
iShare MSCI Eurozone ETF
EZU
$9.91B
| $3.71M | 0.02% |
116,186
+737
| +0.6% | +$26.5K |
|
|
JPS
599
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $3.69M | 0.02% |
562,412
+123,175
| +28% | +$906K |
|
600
RadNet
RDNT
$5.69B
| $3.69M | 0.02% |
181,517
-15,023
| -8% | -$303K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2022 Portfolio in Review
As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.
- Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
- Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
- Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
- Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
- Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
- Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.
Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.