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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGX icon
576
Quest Diagnostics
DGX
$26.3B
$1.1M 0.01%
9,636
-2,722
-22% -$322K
NOBL icon
577
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$1.09M 0.01%
30,296
-3,692
-11% -$133K
SYY icon
578
Sysco
SYY
$40.3B
$1.08M 0.01%
17,395
-321
-2% -$18.7K
CFA icon
579
VictoryShares US 500 Volatility Wtd ETF
CFA
$550M
$1.07M 0.01%
19,715
-2,101
-10% -$113K
INN
580
Summit Hotel Properties
INN
$700M
$1.06M 0.01%
205,000
+204,180
+24,900% +$1.15M
TTD icon
581
Trade Desk
TTD
$6.49B
$1.06M 0.01%
20,470
+780
+4% +$35.6K
EMLP icon
582
First Trust North American Energy Infrastructure Fund
EMLP
$4.08B
$1.06M 0.01%
55,612
+54,239
+3,950% +$1.1M
TOLZ icon
583
ProShares DJ Brookfield Global Infrastructure ETF
TOLZ
$174M
$1.06M 0.01%
+27,658
New +$1.11M
XLRE icon
584
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.59B
$1.05M 0.01%
29,810
+3,869
+15% +$138K
TSN icon
585
Tyson Foods
TSN
$20.4B
$1.05M 0.01%
17,634
+7,457
+73% +$460K
MTD icon
586
Mettler-Toledo International
MTD
$28.6B
$1.04M 0.01%
1,082
+6
+0.6% +$5.57K
FPEI icon
587
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.94B
$1.03M 0.01%
+53,365
New +$1.03M
KTF
588
DWS Municipal Income Trust
KTF
$352M
$1.03M 0.01%
93,064
+2,202
+2% +$24.7K
FTV icon
589
Fortive
FTV
$18.6B
$1.03M 0.01%
21,428
+4,678
+28% +$213K
ROST icon
590
Ross Stores
ROST
$81.9B
$1.03M 0.01%
11,016
-31,690
-74% -$2.84M
TPZ
591
Tortoise Electrification Infrastructure ETF
TPZ
$124M
$1.03M 0.01%
120,500
+15,600
+15% +$141K
WST icon
592
West Pharmaceutical
WST
$24.9B
$1.02M 0.01%
3,718
+182
+5% +$48.2K
AZN icon
593
AstraZeneca
AZN
$250B
$1.02M 0.01%
9,305
-454
-5% -$50.5K
JAZZ icon
594
Jazz Pharmaceuticals
JAZZ
$16.7B
$1.01M 0.01%
7,104
– –
VXF icon
595
Vanguard Extended Market ETF
VXF
$31.7B
$1.01M 0.01%
7,812
+3,245
+71% +$413K
BIO icon
596
Bio-Rad Laboratories Class A
BIO
$9.42B
$1M 0.01%
1,948
+285
+17% +$144K
VMW
597
DELISTED
VMware, Inc
VMW
$1M 0.01%
6,975
+3,941
+130% +$560K
KW
598
DELISTED
Kennedy-Wilson Holdings
KW
$990K 0.01%
68,207
+13,096
+24% +$195K
UFOX
599
Defiance Space and Connective Tech ETF
UFOX
$911M
$989K 0.01%
34,736
+30,611
+742% +$878K
SRE icon
600
Sempra
SRE
$54.8B
$985K 0.01%
16,660
+1,374
+9% +$84.6K
22 23
24
25 26

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.