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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
(+13%)
Cap. Flow
+$1.08B
Cap. Flow
% of AUM
5.02%
Top 10 Holdings %
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Centene
CNC
|
+$119M |
| 2 |
Medtronic
MDT
|
+$50.1M |
| 3 |
Vanguard S&P 500 ETF
VOO
|
+$38.4M |
| 4 |
Elanco Animal Health
ELAN
|
+$35M |
| 5 |
DFS
Discover Financial Services
DFS
|
+$30.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MPT
Medical Properties Trust
MPT
|
+$97M |
| 2 |
Willis Towers Watson
WTW
|
+$60.7M |
| 3 |
Kohl's
KSS
|
+$52.6M |
| 4 |
Becton Dickinson
BDX
|
+$49.4M |
| 5 |
Ionis Pharmaceuticals
IONS
|
+$41.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.15% |
| 2 | Financials | 13.4% |
| 3 | Healthcare | 12.11% |
| 4 | Consumer Discretionary | 7.35% |
| 5 | Industrials | 6.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
551
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
| $4.8M | 0.02% |
77,321
+28,477
| +58% | +$1.76M |
|
552
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.3B
| $4.79M | 0.02% |
66,031
+17,230
| +35% | +$1.2M |
|
553
Golub Capital BDC
GBDC
$3.43B
| $4.77M | 0.02% |
308,851
+55,803
| +22% | +$864K |
|
554
Global X Uranium ETF
URA
$6.2B
| $4.72M | 0.02% |
207,095
+141,395
| +215% | +$3.73M |
|
555
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.39B
| $4.72M | 0.02% |
112,064
+2,939
| +3% | +$119K |
|
|
XLNX
556
DELISTED
Xilinx Inc
XLNX
| $4.72M | 0.02% |
22,269
-629
| -3% | -$124K |
|
557
iShares US Medical Devices ETF
IHI
$3.36B
| $4.72M | 0.02% |
71,672
+15,682
| +28% | +$1M |
|
558
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.84B
| $4.72M | 0.02% |
120,261
+13,743
| +13% | +$521K |
|
559
Alerian MLP ETF
AMLP
$12.8B
| $4.69M | 0.02% |
143,309
+47,110
| +49% | +$1.6M |
|
560
Newmont
NEM
$118B
| $4.68M | 0.02% |
75,451
+15,570
| +26% | +$882K |
|
561
Labcorp
LH
$25.8B
| $4.67M | 0.02% |
17,312
+3,022
| +21% | +$748K |
|
562
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.94B
| $4.67M | 0.02% |
228,905
+63,129
| +38% | +$1.29M |
|
563
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.15B
| $4.66M | 0.02% |
132,008
+130,506
| +8,689% | +$4.56M |
|
564
Adaptive Biotechnologies
ADPT
$3.92B
| $4.64M | 0.02% |
165,368
+33,527
| +25% | +$1.03M |
|
565
Aon
AON
$76B
| $4.64M | 0.02% |
15,426
+345
| +2% | +$103K |
|
566
Cedar Fair
FUN
$1.66B
| $4.62M | 0.02% |
+92,251
| New | +$4.41M |
|
567
Duke Energy
DUK
$97.7B
| $4.62M | 0.02% |
44,018
+1,927
| +5% | +$195K |
|
568
Public Storage
PSA
$61.3B
| $4.61M | 0.02% |
12,308
+529
| +4% | +$177K |
|
569
Corpay
CPAY
$25.7B
| $4.59M | 0.02% |
20,507
+20,352
| +13,130% | +$4.86M |
|
570
Vanguard Real Estate ETF
VNQ
$39.1B
| $4.58M | 0.02% |
39,459
+2,791
| +8% | +$305K |
|
571
Vanguard FTSE Europe ETF
VGK
$31.3B
| $4.57M | 0.02% |
66,998
+3,675
| +6% | +$249K |
|
572
EPAM Systems
EPAM
$5.13B
| $4.51M | 0.02% |
6,755
-10
| -0.1% | -$6.44K |
|
573
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
| $4.5M | 0.02% |
107,106
+1,901
| +2% | +$77.6K |
|
574
Snap-on
SNA
$21.5B
| $4.46M | 0.02% |
20,714
-221
| -1% | -$47.2K |
|
575
Southwest Airlines
LUV
$23B
| $4.45M | 0.02% |
103,922
-3,449
| -3% | -$162K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q4 2021 Portfolio in Review
As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.
- Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
- Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
- Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
- Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
- Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
- Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.
Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.