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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
(+12%)
Cap. Flow
+$412M
Cap. Flow
% of AUM
3.86%
Top 10 Holdings %
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Reinsurance Group of America
RGA
|
+$121M |
| 2 |
Alibaba
BABA
|
+$73.2M |
| 3 |
Carrier Global
CARR
|
+$66.3M |
| 4 |
American Water Works
AWK
|
+$59.3M |
| 5 |
Martin Marietta Materials
MLM
|
+$47.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$116M |
| 2 |
Apple
AAPL
|
+$108M |
| 3 |
Walt Disney
DIS
|
+$106M |
| 4 |
Novartis
NVS
|
+$64.2M |
| 5 |
Amazon
AMZN
|
+$28.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.2% |
| 2 | Financials | 14.39% |
| 3 | Healthcare | 14.21% |
| 4 | Consumer Discretionary | 9.23% |
| 5 | Communication Services | 7.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
551
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.83B
| $1.21M | 0.01% |
10,346
+770
| +8% | +$88.9K |
|
552
Parker-Hannifin
PH
$135B
| $1.21M | 0.01% |
5,988
+3,552
| +146% | +$699K |
|
|
PFPT
553
DELISTED
Proofpoint, Inc.
PFPT
| $1.2M | 0.01% |
11,377
+2,377
| +26% | +$265K |
|
554
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
| $1.2M | 0.01% |
24,946
+214
| +0.9% | +$10.4K |
|
555
Simon Property Group
SPG
$72.3B
| $1.18M | 0.01% |
18,266
-3,318
| -15% | -$218K |
|
556
Synopsys
SNPS
$79.7B
| $1.18M | 0.01% |
5,509
+64
| +1% | +$13K |
|
557
Equity Residential
EQR
$25.1B
| $1.17M | 0.01% |
22,872
-66
| -0.3% | -$3.65K |
|
|
MVF
558
DELISTED
BlackRock MuniVest Fund
MVF
| $1.17M | 0.01% |
135,026
+8,036
| +6% | +$70.2K |
|
|
PMO
559
Franklin Municipal Opportunities Trust
PMO
$285M
| $1.17M | 0.01% |
90,351
+2,000
| +2% | +$26.6K |
|
560
Capital One
COF
$134B
| $1.16M | 0.01% |
16,198
-11,564
| -42% | -$773K |
|
561
Darden Restaurants
DRI
$24.4B
| $1.16M | 0.01% |
11,529
+2,754
| +31% | +$229K |
|
562
Televisa
TV
$1.49B
| $1.16M | 0.01% |
187,800
| – | – |
|
563
iShares Russell Top 200 Growth ETF
IWY
$16.6B
| $1.15M | 0.01% |
9,487
-952
| -9% | -$112K |
|
564
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
| $1.14M | 0.01% |
18,820
-4,626
| -20% | -$282K |
|
565
Aon
AON
$76B
| $1.14M | 0.01% |
5,535
+75
| +1% | +$15K |
|
566
iShares US Telecommunications ETF
IYZ
$1.26B
| $1.13M | 0.01% |
41,715
+1,507
| +4% | +$42.7K |
|
567
Carlyle Group
CG
$17.2B
| $1.13M | 0.01% |
45,942
-614
| -1% | -$16.6K |
|
568
Okta
OKTA
$25.8B
| $1.13M | 0.01% |
5,296
+232
| +5% | +$48.4K |
|
569
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.5B
| $1.13M | 0.01% |
22,515
-1,384
| -6% | -$67.8K |
|
570
Adaptive Biotechnologies
ADPT
$3.97B
| $1.13M | 0.01% |
23,160
+14,520
| +168% | +$610K |
|
571
Enbridge
ENB
$112B
| $1.12M | 0.01% |
38,286
-1,575
| -4% | -$49.6K |
|
|
XLNX
572
DELISTED
Xilinx Inc
XLNX
| $1.12M | 0.01% |
10,715
+4,753
| +80% | +$488K |
|
573
Microchip Technology
MCHP
$46B
| $1.11M | 0.01% |
21,672
+12,952
| +149% | +$674K |
|
574
Guardant Health
GH
$22.6B
| $1.11M | 0.01% |
9,952
+3,616
| +57% | +$331K |
|
575
Labcorp
LH
$25.9B
| $1.11M | 0.01% |
6,857
+4,829
| +238% | +$765K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2020 Portfolio in Review
As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.
- Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
- Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
- Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
- Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
- Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
- Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.
Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.