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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
(+24%)
Cap. Flow
+$1B
Cap. Flow
% of AUM
7.59%
Top 10 Holdings %
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$120M |
| 2 |
Globe Life
GL
|
+$115M |
| 3 |
MPT
Medical Properties Trust
MPT
|
+$91.5M |
| 4 |
Arch Capital
ACGL
|
+$69.2M |
| 5 |
Amazon
AMZN
|
+$45.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Progressive
PGR
|
+$138M |
| 2 |
GSK
GSK
|
+$98.7M |
| 3 |
Crown Holdings
CCK
|
+$92.3M |
| 4 |
American Water Works
AWK
|
+$54M |
| 5 |
SolarEdge
SEDG
|
+$45.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.64% |
| 2 | Financials | 15.05% |
| 3 | Healthcare | 13.07% |
| 4 | Consumer Discretionary | 9.61% |
| 5 | Communication Services | 7.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
526
PPG Industries
PPG
$26.6B
| $1.93M | 0.01% |
13,413
+8,793
| +190% | +$1.22M |
|
527
iShares Russell 2000 Growth ETF
IWO
$15B
| $1.91M | 0.01% |
6,659
+2,479
| +59% | +$632K |
|
528
Ross Stores
ROST
$81.9B
| $1.91M | 0.01% |
15,547
+4,531
| +41% | +$475K |
|
529
First Trust Financials AlphaDEX Fund
FXO
$1.14B
| $1.9M | 0.01% |
55,566
-2,698
| -5% | -$82.6K |
|
530
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
| $1.9M | 0.01% |
52,478
+3,812
| +8% | +$131K |
|
531
iShares MSCI EAFE Value ETF
EFV
$30.2B
| $1.89M | 0.01% |
40,027
+31,379
| +363% | +$1.38M |
|
532
Pinterest
PINS
$13.4B
| $1.88M | 0.01% |
28,570
+7,457
| +35% | +$447K |
|
533
KraneShares CSI China Internet ETF
KWEB
$5.67B
| $1.88M | 0.01% |
24,461
+6,511
| +36% | +$483K |
|
534
BlackRock Credit Allocation Income Trust
BTZ
$956M
| $1.88M | 0.01% |
127,503
+22,945
| +22% | +$330K |
|
535
iShares MSCI Switzerland ETF
EWL
$2.25B
| $1.86M | 0.01% |
41,619
+2,627
| +7% | +$111K |
|
536
Incyte
INCY
$24.4B
| $1.86M | 0.01% |
21,387
+7
| +0% | +$606 |
|
537
The RealReal
REAL
$1.5B
| $1.86M | 0.01% |
95,122
| – | – |
|
538
Public Service Enterprise Group
PEG
$37.7B
| $1.86M | 0.01% |
31,857
+16,985
| +114% | +$989K |
|
539
Capital One
COF
$134B
| $1.84M | 0.01% |
18,660
+2,462
| +15% | +$209K |
|
540
Labcorp
LH
$25.9B
| $1.84M | 0.01% |
10,530
+3,673
| +54% | +$634K |
|
541
KeyCorp
KEY
$24.4B
| $1.84M | 0.01% |
112,125
-6,947
| -6% | -$101K |
|
542
Fortive
FTV
$18.6B
| $1.83M | 0.01% |
34,359
+12,931
| +60% | +$665K |
|
543
Vanguard Materials ETF
VAW
$3.08B
| $1.83M | 0.01% |
11,653
+1,885
| +19% | +$277K |
|
544
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
| $1.82M | 0.01% |
86,842
+31,230
| +56% | +$649K |
|
545
10x Genomics
TXG
$6.61B
| $1.82M | 0.01% |
12,859
+2,639
| +26% | +$383K |
|
546
Vanguard International Dividend Appreciation ETF
VIGI
$9.31B
| $1.82M | 0.01% |
22,368
+4,091
| +22% | +$314K |
|
547
BlackLine
BL
$1.72B
| $1.82M | 0.01% |
13,624
-161
| -1% | -$18K |
|
548
Duke Energy
DUK
$97.3B
| $1.82M | 0.01% |
19,858
-1,179
| -6% | -$109K |
|
549
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.84B
| $1.81M | 0.01% |
61,343
+479
| +0.8% | +$13.5K |
|
550
Alerian MLP ETF
AMLP
$13.1B
| $1.81M | 0.01% |
70,607
+1,838
| +3% | +$44.2K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q4 2020 Portfolio in Review
As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.
- Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
- Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
- Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
- Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
- Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
- Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
- Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.
Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.