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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBA icon
476
Invesco DB Agriculture Fund
DBA
$1.23B
$7.96M 0.03%
371,755
+97,138
+35% +$2.11M
APA icon
477
APA Corp
APA
$13.2B
$7.96M 0.03%
193,623
+50,246
+35% +$2.07M
CDNS icon
478
Cadence Design Systems
CDNS
$93.4B
$7.92M 0.03%
33,808
-4,543
-12% -$1.06M
VEEV icon
479
Veeva Systems
VEEV
$37.4B
$7.84M 0.03%
38,551
+832
+2% +$168K
DAR icon
480
Darling Ingredients
DAR
$9.44B
$7.82M 0.03%
149,832
+4,734
+3% +$296K
SNAP icon
481
Snap
SNAP
$9.01B
$7.81M 0.03%
877,069
-9,880
-1% -$103K
SCHM icon
482
Schwab US Mid-Cap ETF
SCHM
$15.1B
$7.78M 0.03%
344,787
+99,567
+41% +$2.36M
SPGP icon
483
Invesco S&P 500 GARP ETF
SPGP
$2.3B
$7.73M 0.03%
84,705
+424
+0.5% +$39.5K
FLNC icon
484
Fluence Energy
FLNC
$2.44B
$7.72M 0.03%
335,715
+4,009
+1% +$103K
TLH icon
485
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$7.68M 0.03%
78,033
+16,953
+28% +$1.78M
VTWV icon
486
Vanguard Russell 2000 Value ETF
VTWV
$1.31B
$7.66M 0.03%
64,170
+1,183
+2% +$149K
RDVY icon
487
First Trust Rising Dividend Achievers ETF
RDVY
$25.6B
$7.66M 0.03%
166,685
-8,832
-5% -$422K
JAZZ icon
488
Jazz Pharmaceuticals
JAZZ
$16.7B
$7.64M 0.03%
59,047
+1,944
+3% +$259K
SO icon
489
Southern Company
SO
$107B
$7.64M 0.03%
118,056
+2,846
+2% +$198K
BP icon
490
BP
BP
$107B
$7.56M 0.03%
195,211
+15,106
+8% +$561K
XLB icon
491
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$7.49M 0.03%
190,618
-3,172
-2% -$130K
TKR icon
492
Timken Company
TKR
$9.03B
$7.46M 0.03%
101,539
+3,957
+4% +$321K
OBDC icon
493
Blue Owl Capital
OBDC
$5.74B
$7.44M 0.03%
536,991
-6,802
-1% -$93.9K
COR icon
494
Cencora
COR
$61.2B
$7.43M 0.03%
41,216
-3,576
-8% -$660K
FCAL icon
495
First Trust California Municipal High income ETF
FCAL
$220M
$7.38M 0.03%
156,256
+2,750
+2% +$133K
SCHH icon
496
Schwab US REIT ETF
SCHH
$11.4B
$7.37M 0.03%
414,885
-44,790
-10% -$862K
XBI icon
497
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$7.35M 0.03%
100,639
-5,442
-5% -$435K
SPYV icon
498
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
$7.33M 0.03%
177,699
+36,071
+25% +$1.56M
USB icon
499
US Bancorp
USB
$99.6B
$7.33M 0.03%
221,453
-137,708
-38% -$5.02M
CTRA
500
DELISTED
Coterra Energy
CTRA
$7.31M 0.03%
268,606
-11,374
-4% -$310K
18 19
20
21 22

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.