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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
(+2.8%)
Cap. Flow
-$983M
Cap. Flow
% of AUM
-4.94%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AerCap
AER
|
+$54M |
| 2 |
JPMorgan Chase
JPM
|
+$45.5M |
| 3 |
American Express
AXP
|
+$44.9M |
| 4 |
Meta Platforms (Facebook)
META
|
+$42.9M |
| 5 |
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
|
+$39.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Medtronic
MDT
|
+$94.1M |
| 2 |
Reinsurance Group of America
RGA
|
+$89.9M |
| 3 |
Netflix
NFLX
|
+$81M |
| 4 |
Eli Lilly
LLY
|
+$76.3M |
| 5 |
Globe Life
GL
|
+$72.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.17% |
| 2 | Financials | 13.41% |
| 3 | Healthcare | 10.42% |
| 4 | Industrials | 6.36% |
| 5 | Consumer Discretionary | 5.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
476
iShares US Real Estate ETF
IYR
$4.65B
| $6.42M | 0.03% |
76,277
+14,065
| +23% | +$1.18M |
|
477
Vanguard Russell 2000 Value ETF
VTWV
$1.31B
| $6.42M | 0.03% |
52,723
+1,978
| +4% | +$245K |
|
478
Simon Property Group
SPG
$72.3B
| $6.39M | 0.03% |
54,429
-3,013
| -5% | -$335K |
|
479
American International
AIG
$41.3B
| $6.36M | 0.03% |
100,521
+325
| +0.3% | +$18.9K |
|
480
Core Alternative Capital
CCOR
$28M
| $6.3M | 0.03% |
199,560
+10,241
| +5% | +$324K |
|
481
iShares US Technology ETF
IYW
$25.2B
| $6.28M | 0.03% |
84,276
-12,196
| -13% | -$933K |
|
482
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.42B
| $6.27M | 0.03% |
58,006
+1,243
| +2% | +$137K |
|
483
Consolidated Edison
ED
$39.9B
| $6.25M | 0.03% |
65,589
-14,487
| -18% | -$1.32M |
|
484
Verisk Analytics
VRSK
$25B
| $6.23M | 0.03% |
35,326
-803
| -2% | -$141K |
|
485
Stanley Black & Decker
SWK
$15.7B
| $6.2M | 0.03% |
82,550
+74,106
| +878% | +$5.78M |
|
|
DO
486
DELISTED
Diamond Offshore Drilling, Inc.
DO
| $6.2M | 0.03% |
595,769
-12,700
| -2% | -$116K |
|
487
Jazz Pharmaceuticals
JAZZ
$16.7B
| $6.18M | 0.03% |
38,810
+1,758
| +5% | +$258K |
|
488
Golub Capital BDC
GBDC
$3.42B
| $6.18M | 0.03% |
469,377
+4,642
| +1% | +$61.2K |
|
489
Conagra Brands
CAG
$7.23B
| $6.16M | 0.03% |
159,269
-17,040
| -10% | -$618K |
|
490
Global X Copper Miners ETF NEW
COPX
$8.16B
| $6.12M | 0.03% |
172,751
-21,341
| -11% | -$700K |
|
491
Norfolk Southern
NSC
$75.1B
| $6.03M | 0.03% |
24,475
+2,374
| +11% | +$562K |
|
492
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.25B
| $6.01M | 0.03% |
69,368
+43,912
| +173% | +$3.9M |
|
493
iShares S&P Small-Cap 600 Value ETF
IJS
$8.34B
| $5.98M | 0.03% |
65,456
+1,299
| +2% | +$120K |
|
494
iShares MSCI Japan ETF
EWJ
$23B
| $5.95M | 0.03% |
109,341
-90,372
| -45% | -$4.76M |
|
495
First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF
FTQI
$930M
| $5.95M | 0.03% |
+329,901
| New | +$6.07M |
|
496
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
| $5.93M | 0.03% |
210,128
-35,194
| -14% | -$993K |
|
497
Brookfield Renewable
BEP
$9.96B
| $5.85M | 0.03% |
230,934
-90,071
| -28% | -$2.57M |
|
498
First Trust Financials AlphaDEX Fund
FXO
$1.14B
| $5.81M | 0.03% |
141,828
+83,782
| +144% | +$3.44M |
|
499
AES
AES
$10.5B
| $5.8M | 0.03% |
201,730
+5,397
| +3% | +$145K |
|
500
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.82B
| $5.76M | 0.03% |
157,625
+67,729
| +75% | +$2.44M |
|
Similar funds
NAMI
Rockefeller Capital Management's Q4 2022 Portfolio in Review
As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.
- Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
- Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
- Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
- Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
- Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
- Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.
Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.