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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
(+2.8%)
Cap. Flow
+$264M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Progressive
PGR
|
+$141M |
| 2 |
CHL
China Mobile Limited
CHL
|
+$85.8M |
| 3 |
Blackrock
BLK
|
+$40.3M |
| 4 |
Deere & Co
DE
|
+$28.7M |
| 5 |
Plains GP Holdings
PAGP
|
+$23.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
JPMorgan Chase
JPM
|
+$169M |
| 2 |
Ross Stores
ROST
|
+$86.3M |
| 3 |
Visa
V
|
+$69.3M |
| 4 |
Biogen
BIIB
|
+$53.4M |
| 5 |
CERN
Cerner Corp
CERN
|
+$45.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 16.92% |
| 2 | Financials | 14.94% |
| 3 | Communication Services | 12.57% |
| 4 | Technology | 11.57% |
| 5 | Industrials | 9.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
451
Microchip Technology
MCHP
$43.4B
| $667K | 0.01% |
14,358
-2,036
| -12% | -$92.3K |
|
452
MPLX
MPLX
$60.8B
| $661K | 0.01% |
23,591
+550
| +2% | +$16.1K |
|
453
John Hancock Multifactor Large Cap ETF
JHML
$1.19B
| $657K | 0.01% |
17,097
+10,313
| +152% | +$392K |
|
454
ProShares Short S&P500
SH
$900M
| $651K | 0.01% |
6,232
+4,172
| +203% | +$441K |
|
455
Linde
LIN
$223B
| $650K | 0.01% |
3,358
-1,273
| -27% | -$247K |
|
456
Polaris
PII
$4.19B
| $646K | 0.01% |
7,338
+7,027
| +2,259% | +$609K |
|
457
VanEck High Yield Muni ETF
HYD
$4.44B
| $644K | 0.01% |
9,998
+9,352
| +1,448% | +$600K |
|
458
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.01B
| $643K | 0.01% |
8,048
+6,642
| +472% | +$523K |
|
459
Mohawk Industries
MHK
$9.17B
| $640K | 0.01% |
5,157
+312
| +6% | +$40.1K |
|
460
Sempra
SRE
$56.9B
| $633K | 0.01% |
8,576
+1,574
| +22% | +$110K |
|
461
Corteva
CTVA
$51.2B
| $627K | 0.01% |
22,412
+1,975
| +10% | +$57.1K |
|
462
Newmont
NEM
$103B
| $626K | 0.01% |
16,509
-683
| -4% | -$26.5K |
|
463
Valero Energy
VLO
$88.8B
| $615K | 0.01% |
7,210
-8,877
| -55% | -$718K |
|
|
BSCJ
464
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
| $608K | 0.01% |
28,824
+21,504
| +294% | +$454K |
|
465
State Street Blackstone Senior Loan ETF
SRLN
$5.32B
| $605K | 0.01% |
13,058
| – | – |
|
|
NVTR
466
DELISTED
Nuvectra Corporation Common Stock
NVTR
| $604K | 0.01% |
443,554
+7,952
| +2% | +$15.6K |
|
467
iShares S&P Small-Cap 600 Value ETF
IJS
$8.38B
| $603K | 0.01% |
8,032
+6,628
| +472% | +$487K |
|
|
NATI
468
DELISTED
National Instruments Corp
NATI
| $593K | 0.01% |
14,121
| – | – |
|
469
State Street Materials Select Sector SPDR ETF
XLB
$8.49B
| $590K | 0.01% |
20,284
+4,850
| +31% | +$140K |
|
470
Brookfield Infrastructure Partners
BIP
$18.4B
| $589K | 0.01% |
19,958
+756
| +4% | +$20.5K |
|
471
A.O. Smith
AOS
$8.45B
| $585K | 0.01% |
12,268
+1,531
| +14% | +$70.8K |
|
472
Conagra Brands
CAG
$7.16B
| $578K | 0.01% |
18,852
+16,603
| +738% | +$478K |
|
473
State Street Energy Select Sector SPDR ETF
XLE
$38.3B
| $578K | 0.01% |
19,508
+5,442
| +39% | +$165K |
|
474
Ameriprise Financial
AMP
$48.9B
| $575K | 0.01% |
3,908
+164
| +4% | +$23K |
|
475
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
| $572K | 0.01% |
5,710
| – | – |
|
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Rockefeller Capital Management's Q3 2019 Portfolio in Review
As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.
Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.
By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.
On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.
- Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
- Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
- Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
- Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
- Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
- Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.
Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.