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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BYSI icon
4576
BeyondSpring
BYSI
$35.8M
$246 ﹤0.01%
151
– –
OPENL
4577
Opendoor Technologies Inc Series A Warrants
OPENL
$5.13M
$246 ﹤0.01%
+473
New +$404
GO icon
4578
Grocery Outlet
GO
$980M
$242 ﹤0.01%
24
-188
-89% -$2.37K
SRTA
4579
Strata Critical Medical Inc
SRTA
$512M
$241 ﹤0.01%
50
-250
-83% -$1.21K
SPFI icon
4580
South Plains Financial
SPFI
$841M
$233 ﹤0.01%
+6
New +$230
QNTM
4581
Quantum Biopharma Class B Subordinate Voting Shares
QNTM
$22.1M
$219 ﹤0.01%
30
– –
CMBT
4582
CMB.TECH NV
CMBT
$4.73B
$212 ﹤0.01%
22
– –
ZTO icon
4583
ZTO Express
ZTO
$17.9B
$209 ﹤0.01%
10
-32
-76% -$634
SCHL icon
4584
Scholastic
SCHL
$792M
$207 ﹤0.01%
7
-147
-95% -$4.22K
PSQH icon
4585
PSQ Holdings
PSQH
$14.7M
$206 ﹤0.01%
13
– –
INSG icon
4586
Inseego
INSG
$90.5M
$205 ﹤0.01%
20
– –
TCRX icon
4587
TScan Therapeutics
TCRX
$52M
$200 ﹤0.01%
200
– –
AOSL icon
4588
Alpha and Omega Semiconductor
AOSL
$1.08B
$198 ﹤0.01%
10
-130
-93% -$3.07K
HYPR icon
4589
Hyperfine
HYPR
$101M
$196 ﹤0.01%
200
-21,500
-99% -$25.9K
INAB icon
4590
IN8bio
INAB
$9.64M
$194 ﹤0.01%
83
– –
OPENZ
4591
Opendoor Technologies Inc Series Z Warrants
OPENZ
$4.14M
$189 ﹤0.01%
+473
New +$286
SUZ icon
4592
Suzano
SUZ
$10.1B
$187 ﹤0.01%
20
– –
SQNS
4593
Sequans Communications SA
SQNS
$41.3M
$180 ﹤0.01%
40
– –
SRFM icon
4594
Surf Air Mobility
SRFM
$95.8M
$180 ﹤0.01%
93
– –
CMP icon
4595
Compass Minerals
CMP
$1.15B
$177 ﹤0.01%
9
– –
VIPS icon
4596
Vipshop
VIPS
$7.53B
$177 ﹤0.01%
10
– –
HTFL
4597
Heartflow Inc
HTFL
$2.49B
$175 ﹤0.01%
+6
New +$193
AMC icon
4598
AMC Entertainment Holdings
AMC
$2.31B
$170 ﹤0.01%
109
– –
CFFN icon
4599
Capitol Federal Financial
CFFN
$1.1B
$170 ﹤0.01%
25
-1,190
-98% -$7.74K
AMWD
4600
DELISTED
American Woodmark
AMWD
$162 ﹤0.01%
3
-131
-98% -$7.67K
182 183
184
185 186

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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.